FuelCell Energy Inc (FCEL): Complete 2nd quarter institutional data:...

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Tuesday, 08/17/2021 7:20:17 AM

Tuesday, August 17, 2021 7:20:17 AM

Complete 2nd quarter institutional data:

File Date Form Security Prev
Shares Current
Shares Change
(Percent) Ownership
(Percent) Change
(Percent)
2021-05-07 13G/A BlackRock Inc. 33,587,739 10.40
2021-02-22 13G/A Rosen Lawrence I 13,009,490 4.04
2021-02-16 13G/A CVI Investments, Inc. 129,167 0.00
13F and NPORT Filings

Effective Date:

2021-06-30
Search:
File Date Source Investor Opt Avg Share Price Shares Shares Changed
(%) Value
($1000) Value Changed
(%) Port Allocation
(%) Cost Basis
(x1000) Profit
(x1000) Return
(%)
2021-08-16 13F Aristides Capital LLC Call
2021-08-16 13F Caas Capital Management Lp Call
2021-08-16 13F Two Sigma Investments, Lp Call
2021-08-16 13F Two Sigma Investments, Lp Put
2021-08-16 13F Pacitti Group Inc. 11 -38.89
2021-08-16 NP Mutual of America Variable Insurance Portfolios, Inc. - All America Portfolio Class 431 4
2021-08-16 13F Cubist Systematic Strategies, LLC 11.66 144,260 290.80 1,284 141.35
2021-08-16 13F Maverick Capital Ltd 14,622 130
2021-08-16 13F Caas Capital Management Lp Put
2021-08-16 13F Atlas Principals, LLC Put
2021-08-16 13F Tudor Investment Corp Et Al 23,041 205
2021-08-16 13F Engineers Gate Manager LP 33,321 297
2021-08-16 13F Eaton Vance Management 0 -100.00 0 -100.00
2021-08-16 13F Squarepoint Ops LLC 11.65 196,998 -55.69 1,753 -72.64
2021-08-16 13F Wealthcare Advisory Partners LLC 0 -100.00 0 -100.00
2021-08-16 13F Balyasny Asset Management Llc 0 -100.00 0 -100.00
2021-08-16 13F Hilltop Holdings Inc. 11.65 119,200 649.69 1,061 363.32
2021-08-16 13F Harbour Investments, Inc. 11.09 2,829 1,157.33 25 733.33
2021-08-16 13F Ameriprise Financial Inc 11.66 42,989 -28.77 383 -55.98
2021-08-16 13F Two Sigma Investments, Lp 0 -100.00 0 -100.00
2021-08-16 13F FinTrust Capital Advisors, LLC 12.26 530 0.00 5 -37.50
2021-08-16 13F Metropolitan Life Insurance Co/ny 11.63 89,435 6.47 796 -34.00
2021-08-16 13F Man Group plc 0 -100.00 0 -100.00
2021-08-16 13F CIBC Asset Management Inc 11.63 11,609 0.00 103 -38.32
2021-08-16 13F Wellington Management Group Llp 2,220,339 19,762
2021-08-16 NP Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Growth Portfolio Class 4,741 42
2021-08-16 13F Bank Of America Corp /de/ 11.65 273,233 -52.15 2,432 -70.44
2021-08-16 13F Jane Street Group, Llc 11.66 34,786 -96.86 310 -98.06
2021-08-16 13F Paloma Partners Management Co 11.66 283,503 370.15 2,524 190.45
2021-08-16 13F Jane Street Group, Llc Call
2021-08-16 13F Jane Street Group, Llc Put
2021-08-16 13F Nuveen Asset Management, LLC 11.65 1,442,583 -4.77 12,839 -41.18
2021-08-16 13F Prudential Financial Inc 11.65 25,500 1.67 227 -37.12
2021-08-16 13F Charles Schwab Investment Management Inc 11.66 2,344,110 2.24 20,863 -36.85
2021-08-16 NP MUTUAL OF AMERICA INVESTMENT CORP - All America Fund Class 9,645 86
2021-08-16 13F Aristides Capital LLC 11.65 101,300 1.20 902 -37.45
2021-08-16 13F Etf Managers Group, Llc 5.17 41,695 947.88 379 7,480.00
2021-08-16 13F Royal Bank Of Canada 11.65 214,822 16.03 1,912 -28.31
2021-08-16 13F Parallax Volatility Advisers, L.P. Call
2021-08-16 13F Parallax Volatility Advisers, L.P. Put
2021-08-16 13F Parallax Volatility Advisers, L.P. 11.09 264 -3.65 2 -50.00
2021-08-16 13F Aristides Capital LLC Put
2021-08-16 13F Captrust Financial Advisors 11.63 6,291 -42.07 56 -64.10
2021-08-16 13F Voya Investment Management Llc 11.65 127,982 -7.09 1,139 -42.62
2021-08-16 13F Neo Ivy Capital Management 10.05 8,849 59.36 79 27.42
2021-08-16 13F Citadel Advisors Llc Put
2021-08-16 13F Citadel Advisors Llc 11.66 750,484 214.22 6,679 94.04
2021-08-16 13F Citadel Advisors Llc Call
2021-08-16 13F Millennium Management Llc 11.66 198,155 -84.07 1,764 -90.16
2021-08-16 13F Aqr Capital Management Llc 11.66 148,715 -37.49 1,324 -61.38
2021-08-16 13F Prelude Capital Management, Llc Put
2021-08-16 13F First Trust Advisors Lp 11.66 3,202,539 6.60 28,503 -34.16
2021-08-16 13F MetLife Investment Management, LLC 11.65 116,680 0.00 1,038 -38.25
2021-08-16 13F Invesco Ltd. 11.66 3,839,361 30.82 34,170 -19.20
2021-08-16 13F State Street Corp 11.66 7,361,977 -8.15 65,522 -43.27
2021-08-16 NP MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Growth Fund Class 196,247 1,747
2021-08-16 13F Pictet Asset Management Ltd 11.65 21,151 0.00 188 -38.36
2021-08-16 13F Wells Fargo & Company/mn 11.66 146,308 -45.69 1,302 -66.47
2021-08-16 13F Truist Financial Corp 11.64 25,448 111.78 226 30.64
2021-08-16 13F Caas Capital Management Lp 0 -100.00 0 -100.00
2021-08-16 13F Ameritas Investment Corp 0 -100.00 0 -100.00
2021-08-16 13F California State Teachers Retirement System 11.65 448,011 -5.71 3,987 -41.76
2021-08-16 13F D. E. Shaw & Co., Inc. 11.65 3,517,439 530.56 31,305 289.46
2021-08-16 13F Founders Financial Securities Llc 19,064 170
2021-08-16 13F D. E. Shaw & Co., Inc. Call
2021-08-16 13F Tower Research Capital LLC (TRC) 11.64 13,637 -90.18 121 -93.95
2021-08-16 13F Voloridge Investment Management, Llc 0 -100.00 0 -100.00
2021-08-16 13F Maven Securities LTD 0 -100.00 0 -100.00
2021-08-16 13F Hrt Financial Lp 11.65 57,664 -87.39 513 -92.22
2021-08-16 13F Bluefin Capital Management, Llc 11.65 37,208 -25.05 331 -53.71
2021-08-16 13F Bluefin Capital Management, Llc Call
2021-08-16 13F Bluefin Capital Management, Llc Put
2021-08-16 13F Price T Rowe Associates Inc /md/ 11.66 200,788 7.45 1,787 -33.64
2021-08-16 13F Schonfeld Strategic Advisors LLC 0 -100.00 0 -100.00
2021-08-16 13F Squarepoint Ops LLC Put
2021-08-16 13F Squarepoint Ops LLC Call
2021-08-16 13F Advantage Alpha Capital Partners LP 11.64 23,294 4.15 207 -35.71
2021-08-16 13F Ubs Asset Management Americas Inc 11.65 376,091 25.46 3,347 -22.51
2021-08-16 13F Millennium Management Llc Put
2021-08-16 13F ExodusPoint Capital Management, LP 11.66 143,753 329.95 1,279 165.35
2021-08-16 13F Morgan Stanley 11.66 4,090,359 3.98 36,406 -35.78
2021-08-16 13F 1832 Asset Management L.P. 11.65 32,550 117.00 290 34.26
2021-08-16 13F Caption Management, LLC Put
2021-08-16 13F D. E. Shaw & Co., Inc. Put
2021-08-16 13F Credit Suisse Ag/ 11.65 454,738 18.48 4,046 -26.84
2021-08-16 13F Credit Suisse Ag/ Call
2021-08-16 13F Sculptor Capital LP Put
2021-08-16 13F Sculptor Capital LP 11.65 362,600 0.00 3,227 -38.24
2021-08-16 13F Federated Hermes, Inc. 0 -100.00 0 -100.00
2021-08-16 13F Amalgamated Bank 11.66 57,809 50.91 515 -6.70
2021-08-13 13F Geode Capital Management, Llc 11.65 5,674,621 5.26 50,504 -34.99
2021-08-13 13F Beck Capital Management, Llc 0 -100.00 0 -100.00
2021-08-13 13F AllSquare Wealth Management LLC 0.00 20 0.00 0
2021-08-13 13F Marshall Wace, Llp 407,898 3,631
2021-08-13 13F Seven Eight Capital, Lp 10.03 140,541 41.65 1,251 12.91
2021-08-13 13F Barclays Plc 11.65 52,710 -86.53 469 -91.68
2021-08-13 13F Vanguard Group Inc 11.66 28,628,330 30.79 254,793 -19.22
2021-08-13 13F Cetera Advisor Networks LLC 11.64 9,571 -44.84 85 -66.00
2021-08-13 13F Cetera Advisor Networks LLC Call
2021-08-13 13F Proequities, Inc. Put
2021-08-13 13F California Public Employees Retirement System 11.66 712,648 -6.88 6,343 -42.48
2021-08-13 13F Proequities, Inc. 11.64 4,255 85.00 38 15.15
2021-08-13 13F Proequities, Inc. Call
2021-08-13 13F Vident Investment Advisory, LLC 10,953 97
2021-08-13 13F Renaissance Technologies Llc 11.66 5,863,300 303.39 52,183 149.14
2021-08-13 13F Jump Financial, LLC 11.66 35,249 -76.96 314 -85.76
2021-08-13 13F Toroso Investments, LLC 11.65 133,907 198.52 1,192 84.52
2021-08-13 13F RMR Wealth Builders 0 -100.00 0 -100.00
2021-08-13 13F Fmr Llc 7.26 24 -98.71 0 -100.00
2021-08-13 13F Virginia Retirement Systems Et Al 0 -100.00 0 -100.00
2021-08-13 13F Mackay Shields Llc 0 -100.00 0 -100.00
2021-08-13 13F Northwestern Mutual Wealth Management Co 4,202 37
2021-08-13 13F Macquarie Group Ltd 11.61 8,139 -7.15 72 -42.86
2021-08-13 13F Pearl River Capital, LLC 11.65 58,277 131.75 519 43.37
2021-08-13 13F Northern Trust Corp 11.66 3,390,363 0.29 30,173 -38.06
2021-08-13 13F Parametric Portfolio Associates Llc 11.66 66,474 81.70 592 12.33
2021-08-13 13F Old Mission Capital Llc 0 -100.00 0 -100.00
2021-08-13 13F Sigma Planning Corp 11.67 32,429 23.14 289 -23.95
2021-08-13 13F UBS Group AG Call
2021-08-13 13F UBS Group AG 11.65 270,345 -5.74 2,406 -41.79
2021-08-13 13F Howe & Rusling Inc 0.00 20 0.00 0
2021-08-13 13F LPL Financial LLC 11.65 94,099 11.13 837 -31.39
2021-08-13 13F American International Group, Inc. 4.46 182,222 -0.74 1,622 81,000.00
2021-08-13 13F Public Employees Retirement Association Of Colorado 11.65 42,157 0.00 375 -38.22
2021-08-13 13F Goldman Sachs Group Inc 11.66 804,442 -21.95 7,160 -51.79
2021-08-13 13F ProShare Advisors LLC 11.66 84,380 0.24 751 -38.09
2021-08-13 13F PEAK6 Investments LLC Put
2021-08-13 13F PEAK6 Investments LLC Call
2021-08-13 13F PEAK6 Investments LLC 11.67 47,136 51.05 420 -6.67
2021-08-13 13F MYDA Advisors LLC Call
2021-08-13 13F Steel Peak Wealth Management LLC 34,482 307
2021-08-13 13F Gluskin Sheff & Assoc Inc 0 -100.00 0 -100.00
2021-08-13 13F Hsbc Holdings Plc 11.51 101,463 110.62 904 32.94
2021-08-13 13F Steward Partners Investment Advisory, Llc 7.20 2,446 -14.18 0 -100.00
2021-08-12 13F Mark Sheptoff Financial Planning, Llc 1,000 9
2021-08-12 13F Krane Funds Advisors LLC 0 -100.00 0 -100.00
2021-08-12 13F CIBC World Markets Inc. 0 -100.00 0 -100.00
2021-08-12 13F Bank Of Montreal /can/ 10.97 44,360 96.04 411 43.21
2021-08-12 13F Simplex Trading, Llc 11.59 77,492 2,667.57 689 1,622.50
2021-08-12 13F Simplex Trading, Llc Call
2021-08-12 13F Simplex Trading, Llc Put
2021-08-12 13F State Of Wisconsin Investment Board 11.65 242,600 -24.71 2,159 -53.50
2021-08-12 13F Ergoteles LLC 0 -100.00 0 -100.00
2021-08-12 13F Jacobi Capital Management LLC 0 -100.00 0 -100.00
2021-08-12 13F Legal & General Group Plc 11.66 1,953,721 161.10 17,389 61.26
2021-08-12 13F Trexquant Investment LP 0 -100.00 0 -100.00
2021-08-12 13F Manufacturers Life Insurance Company, The 11.66 180,185 3.63 1,604 -35.99
2021-08-12 13F Xponance, Inc. 17,727 158
2021-08-12 13F Bridgefront Capital, LLC 10,477 93
2021-08-12 13F Jpmorgan Chase & Co 11.65 606,288 -36.89 5,396 -61.02
2021-08-12 13F Twin Tree Management, LP 11.65 92,458 0.76 823 -37.75
2021-08-12 13F Twin Tree Management, LP Put
2021-08-12 13F Dimensional Fund Advisors Lp 11.66 759,127 654.19 6,756 365.61
2021-08-12 13F Penserra Capital Management LLC 11.65 200,242 176.19 1,781 70.59
2021-08-12 13F Hartland & Co., LLC 1,800 16
2021-08-12 13F Quilter Plc 11.64 13,307 -73.91 118 -83.95
2021-08-12 13F Advisory Services Network, LLC 11.69 2,453 -86.45 22 -91.57
2021-08-12 13F SG Americas Securities, LLC 11.66 428,038 622.44 3,810 346.14
2021-08-12 13F HBK Sorce Advisory LLC 0 -100.00 0 -100.00
2021-08-12 13F Bank Of Nova Scotia 0 -100.00 0 -100.00
2021-08-11 13F Deutsche Bank Ag\ 11.66 248,051 -4.76 2,208 -41.17
2021-08-11 13F Mirae Asset Global Investments Co., Ltd. 11.65 256,117 -1.39 2,279 -39.11
2021-08-11 13F Great West Life Assurance Co /can/ 11.61 764,986 3,975.36 6,801 2,428.25
2021-08-11 13F/A EMC Capital Management 11.25 2,000 700.00 13 225.00
2021-08-11 13F BlackRock Inc. 11.66 31,928,342 33.95 284,161 -17.27
2021-08-11 13F Susquehanna International Group, Llp Put
2021-08-11 13F Susquehanna International Group, Llp Call
2021-08-11 13F Susquehanna International Group, Llp 11.66 3,521,997 0.81 31,346 -37.74
2021-08-11 13F KBC Group NV 11.65 39,486 0.00 351 -38.31
2021-08-11 13F Equitable Holdings, Inc. 11.68 10,506 -16.39 94 -48.07
2021-08-11 13F Benjamin F. Edwards & Company, Inc. 11.66 65,794 545.04 586 298.64
2021-08-11 13F Heritage Wealth Management, Llc 11.66 75,000 50.00 668 -7.35
2021-08-11 13F Commonwealth Equity Services, Llc 11.65 93,489 -6.07 832 -41.98
2021-08-11 13F Campbell & CO Investment Adviser LLC 18,000 160
2021-08-11 13F Raymond James Financial Services Advisors, Inc. 11.66 28,091 32.30 250 -18.30
2021-08-11 13F Psagot Investment House Ltd. 11.67 3,300 0.00 29 -39.58
2021-08-11 13F Susquehanna Fundamental Investments, Llc 85,600 762
2021-08-11 13F Bank of New York Mellon Corp 11.66 1,146,030 11.59 10,200 -31.08
2021-08-11 13F Raymond James & Associates 11.66 33,156 -48.83 295 -68.42
2021-08-11 13F Mackenzie Financial Corp 11,008 98
2021-08-11 13F Panagora Asset Management Inc 11.85 849 -28.72 8 -52.94
2021-08-11 13F HAP Trading, LLC Call
2021-08-11 13F HAP Trading, LLC 71,159 633
2021-08-11 13F HAP Trading, LLC Put
2021-08-11 13F Banque Cantonale Vaudoise 13,512 120
2021-08-10 13F Van Eck Associates Corp 11.65 558,230 114.20 4,968 32.30
2021-08-10 13F Rafferty Asset Management, LLC 11.65 177,451 -74.46 1,579 -84.23
2021-08-10 13F Bnp Paribas Arbitrage, Sa 11.65 20,110 -76.26 179 -85.41
2021-08-10 13F MCF Advisors LLC 10.00 100 0.00 1 0.00
2021-08-10 13F Resources Management Corp /ct/ /adv 11.67 300 0.00 3 -25.00
2021-08-10 13F Rockefeller Capital Management L.P. 9.62 206 -99.58 1 -99.86
2021-08-10 13F SOUTH STATE Corp 11.68 2,355 0.00 21 -38.24
2021-08-10 13F Citigroup Inc 11.65 163,051 12.20 1,451 -30.71
2021-08-10 13F Skandinaviska Enskilda Banken AB (publ) 372 3
2021-08-10 13F Credit Agricole S A 12.55 2,700 1,359.46 24 700.00
2021-08-10 13F State Board Of Administration Of Florida Retirement System 11.66 123,333 15.58 1,098 -28.61
2021-08-10 13F National Asset Management, Inc. 11.82 50,408 -6.15 494 -33.51
2021-08-10 13F Cresset Asset Management, LLC 11.66 14,591 -0.33 130 -38.39
2021-08-10 13F Group One Trading, L.p. 11.66 580,713 25.48 5,168 -22.51
2021-08-10 13F Group One Trading, L.p. Call
2021-08-10 13F Group One Trading, L.p. Put
2021-08-10 13F Cambridge Investment Research Advisors, Inc. 11.65 60,725 -12.57 540 -46.05
2021-08-10 13F Cypress Capital Management LLC (WY) Call
2021-08-10 13F Principal Financial Group Inc 11.65 48,682 -12.00 433 -45.67
2021-08-10 13F Tortoise Capital Advisors, L.l.c. 76 1
2021-08-10 13F Cypress Capital Management LLC (WY) 12.41 192 -99.80 2 -99.85
2021-08-10 13F TradeLink Capital LLC 0 -100.00 0 -100.00
2021-08-09 13F Resources Investment Advisors, LLC. 11.65 13,374 -2.19 119 -39.59
2021-08-09 13F Vectors Research Management, LLC 12.50 120 0.00 1 -50.00
2021-08-09 13F O'shaughnessy Asset Management, Llc 11.69 6,703 -42.77 60 -64.50
2021-08-09 13F Avidian Wealth Solutions, LLC 0 -100.00 0 -100.00
2021-08-09 13F Bellevue Asset Management, Llc 0 -100.00 0 -100.00
2021-08-09 13F Avidian Wealth Solutions, LLC Call
2021-08-09 13F Meeder Asset Management Inc 0 -100.00 0 -100.00
2021-08-06 13F Vontobel Holding Ltd. 11.65 885,653 6.12 7,882 -34.46
2021-08-06 13F Mutual Of America Capital Management Llc 11.65 211,064 -4.13 1,878 -40.79
2021-08-06 13F Swiss National Bank 11.66 710,700 5.54 6,325 -34.82
2021-08-06 13F Parkside Financial Bank & Trust 11.11 450 0.00 4 -33.33
2021-08-06 13F Pnc Financial Services Group, Inc. 11.71 6,350 9.26 57 -32.14
2021-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 284,200 2,529
2021-08-06 13F Banco Bilbao Vizcaya Argentaria, S.a. 0 -100.00 0 -100.00
2021-08-06 13F HighTower Advisors, LLC 11.59 10,356 -10.22 91 -45.18
2021-08-06 13F Nisa Investment Advisors, Llc 11.65 51,050 -2.20 454 -39.63
2021-08-06 13F Mitsubishi UFJ Kokusai Asset Management Co., Ltd. 73,513 654
2021-08-06 13F IMC-Chicago, LLC Call
2021-08-06 13F IMC-Chicago, LLC 231,668 2,062
2021-08-06 13F Catalyst Capital Advisors LLC 1,893 17
2021-08-06 13F IMC-Chicago, LLC Put
2021-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class 3,227 29
2021-08-06 13F Emerald Investment Partners, Llc 0 -100.00 0 -100.00
2021-08-06 13F Bogart Wealth, LLC 0 -100.00 0 -100.00
2021-08-06 13F Ameritas Investment Partners, Inc. 11.65 25,621 0.00 228 -38.21
2021-08-06 13F Fifth Third Bancorp 12.38 410 105.00 4 33.33
2021-08-06 13F Sandy Spring Bank 0 -100.00 0 -100.00
2021-08-06 13F Wolverine Trading, Llc 95,021 865
2021-08-06 13F Wolverine Trading, Llc Put
2021-08-06 13F Wolverine Trading, Llc Call
2021-08-06 13F Parallel Advisors, LLC 0.00 39 160.00 0
2021-08-06 13F First National Trust Co 10,000 89
2021-08-06 NP LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 1 Fund Standard Class 4,376 39
2021-08-05 13F Rhumbline Advisers 11.66 379,203 -10.12 3,375 -44.49
2021-08-05 13F Gsa Capital Partners Llp 11.67 17,624 -13.80 157 -46.78
2021-08-05 13F Sowell Financial Services LLC 0 -100.00 0 -100.00
2021-08-05 13F Mizuho Securities Co. Ltd. 12.17 328 -0.30 3 -40.00
2021-08-05 13F Us Bancorp \de\ 11.48 938 -47.95 8 -69.23
2021-08-05 13F WASHINGTON TRUST Co 14.71 68 0.00 1 0.00
2021-08-05 13F Los Angeles Capital Management Llc 11.65 148,355 576.49 1,320 317.72
2021-08-05 13F Teacher Retirement System Of Texas 11.65 38,247 17.78 340 -27.35
2021-08-05 13F Congress Asset Management Co /ma 11.65 149,378 119.37 1,329 35.47
2021-08-05 13F Winch Advisory Services, LLC 11.43 350 0.00 3 -40.00
2021-08-04 13F D'Orazio & Associates, Inc. 0.00 6 0.00 0
2021-08-04 13F IAG Wealth Partners, LLC 16.67 150 0.00 2 -33.33
2021-08-04 13F Nvwm, Llc 0.00 6 0.00 0
2021-08-04 13F Glassman Wealth Services 10.00 100 0.00 1 0.00
2021-08-04 13F Russell Investments Group, Ltd. 11.62 13,795 -21.85 122 -51.97
2021-08-04 13F Creative Planning 11.66 53,336 -14.16 475 -46.93
2021-08-04 13F Migdal Insurance & Financial Holdings Ltd. 11.70 8,177 1.11 73 -37.61
2021-08-04 13F Envestnet Asset Management Inc 11,570 103
2021-08-03 13F Core Wealth Advisors, Inc. 0 -100.00 0
2021-08-03 13F Accel Wealth Management 11.00 500 0.00 4 -42.86
2021-08-03 13F Victory Capital Management Inc 11.66 75,489 53.32 672 -5.35
2021-08-03 13F Reilly Financial Advisors, Llc 11.74 2,896 0.00 26 -38.10
2021-08-02 13F Optimum Investment Advisors 300 3
2021-08-02 13F TCI Wealth Advisors, Inc. 11.44 265 1.53 2 -50.00
2021-08-02 13F Trustcore Financial Services, Llc 11.39 138 -57.14 1 -80.00
2021-08-02 13F Advisor Group Holdings, Inc. 11.65 462,868 -5.71 4,117 -41.80
2021-08-02 13F Harvest Group Wealth Management, Llc 56 0
2021-08-02 13F Arizona State Retirement System 11.65 87,645 2.17 780 -36.89
2021-08-02 13F Minichmacgregor Wealth Management, Llc 11.65 10,565 -59.65 94 -75.07
2021-08-02 13F Regal Wealth Group, Inc. 0 -100.00 0 -100.00
2021-08-02 13F Laurel Wealth Advisors LLC 11.50 1,000 0.00 9 -35.71
2021-08-02 13F Allworth Financial LP 10.00 100 0.00 1 0.00
2021-08-02 13F New York State Common Retirement Fund 11.66 271,742 0.79 2,419 -37.73
2021-08-02 13F Roble, Belko & Company, Inc 11.50 1,000 0.00 9 -35.71
2021-07-30 13F Baldwin Brothers Inc/ma 10.00 100 0.00 1 0.00
2021-07-30 NP CGCAX - Global Clean Equity Fund Class A Shares 7,578 74
2021-07-30 13F Huntington National Bank 11.67 300 0.00 3 -25.00
2021-07-30 NP VINAX - Vanguard Industrials Index Fund Admiral Shares [click for advisory] 452,532 4,444
2021-07-30 NP VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares [click for advisory] 649,457 6,378
2021-07-30 NP VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares [click for advisory] 20,001 196
2021-07-30 NP VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares [click for advisory] 84,722 832
2021-07-30 13F Clearview Wealth Advisors LLC 11.70 1,026 0.00 9 -40.00
2021-07-30 NP VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares [click for advisory] 15,941 157
2021-07-30 13F Zurcher Kantonalbank (Zurich Cantonalbank) 11.66 216,508 195.99 1,927 82.83
2021-07-30 NP WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Small Cap Portfolio 3,774 37
2021-07-30 13F Alliancebernstein L.p. 11.66 570,274 45.74 5,075 -10.00
2021-07-30 NP OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 8,972 88
2021-07-30 NP ESGV - Vanguard ESG U.S. Stock ETF ETF Shares [click for advisory] 43,346 426
2021-07-30 NP PBSM - Invesco PureBeta MSCI USA Small Cap ETF 2,618 26
2021-07-30 NP VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares [click for advisory] 225,595 2,215
2021-07-30 13F Exchange Traded Concepts, Llc 11.67 5,066 19.99 45 -26.23
2021-07-30 13F Patriot Financial Group Insurance Agency, LLC 0.00 8 0.00 0
2021-07-29 13F CNB Bank 11.00 500 0.00 4 -42.86
2021-07-29 NP TSGUX - Small-Mid Cap Equity Fund 14,891 146
2021-07-29 13F Cwm, Llc 11.94 1,393 254.45 12 100.00
2021-07-29 13F Concord Wealth Partners 13.08 512 109.84 5 25.00
2021-07-29 13F Sterling Investment Advisors, Ltd. 11.64 2,000 185.71 18 80.00
2021-07-28 NP VCSLX - Small Cap Index Fund 149,517 1,468
2021-07-28 NP SMXAX - SIIT Extended Market Index Fund - Class A 77,400 760
2021-07-28 NP John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 48,474 476
2021-07-28 NP ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 1,360 13
2021-07-28 NP ESML - iShares ESG MSCI USA Small-Cap ETF 64,371 632
2021-07-28 13F Kestra Advisory Services, LLC 11.66 100,299 13.16 893 -30.07
2021-07-28 13F Arkadios Wealth Advisors 0.00 34 0.00 0
2021-07-28 13F Exane Derivatives 10.99 81,360 3.04 616 -45.91
2021-07-28 NP UWM - ProShares Ultra Russell2000 62,897 618
2021-07-28 NP CTEC - Global X CleanTech ETF 237,302 2,330
2021-07-28 NP HDG - ProShares Hedge Replication ETF 945 9
2021-07-28 NP URTY - ProShares UltraPro Russell2000 23,677 233
2021-07-27 13F Lindbrook Capital, Llc 112 1
2021-07-27 NP SCHA - Schwab U.S. Small-Cap ETF [click for advisory] 1,265,496 12,427
2021-07-27 NP SCHK - Schwab 1000 Index ETF [click for advisory] 14,406 141
2021-07-27 13F Wedbush Securities Inc 0 -100.00 0 -100.00
2021-07-27 NP GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 21,129 207
2021-07-27 NP SCHB - Schwab U.S. Broad Market ETF [click for advisory] 154,764 1,520
2021-07-27 13F Nelson, Van Denburg & Campbell Wealth Management Group, LLC 0 -100.00 0 -100.00
2021-07-27 13F Farmers & Merchants Trust Co of Chambersburg PA 0.00 1,176 0.00 0
2021-07-26 13F Centerpoint Advisors, LLC 10.00 50 0.00 0 -100.00
2021-07-26 NP AVUSX - Avantis U.S. Equity Fund Institutional Class 189 2
2021-07-26 13F Ford Financial Group, LLC 20 0
2021-07-26 13F XR Securities LLC Call
2021-07-26 13F XR Securities LLC Put
2021-07-26 13F Sequoia Financial Advisors, LLC 0 -100.00 0 -100.00
2021-07-26 13F XR Securities LLC 11.64 16,201 54.38 144 -4.64
2021-07-26 13F Signaturefd, Llc 11.63 1,400 -20.95 12 -53.85
2021-07-26 13F Strs Ohio 11.65 52,100 28.33 463 -20.85
2021-07-26 13F Toth Financial Advisory Corp 71 1
2021-07-26 13F Harel Insurance Investments & Financial Services Ltd. 20.21 102,094 -70.31 909 -91.62
2021-07-26 13F Spire Wealth Management 11.59 5,300 22.26 47 -24.19
2021-07-23 13F CENTRAL TRUST Co 11.89 1,640 0.00 15 -37.50
2021-07-23 13F State of New Jersey Common Pension Fund D 11.65 300,643 70.47 2,676 5.31
2021-07-22 NP FSMAX - Fidelity Extended Market Index Fund [click for advisory] 1,708,287 16,775
2021-07-22 NP ONEQ - Fidelity Nasdaq Composite Index Tracking Stock [click for advisory] 131,829 1,295
2021-07-22 NP FCPEX - Fidelity Small Cap Enhanced Index Fund [click for advisory] 47,423 466
2021-07-22 13F Valley Brook Capital Group, Inc. 0 -100.00 0 -100.00
2021-07-22 NP FCFMX - Fidelity Series Total Market Index Fund [click for advisory] 292,828 2,876
2021-07-22 NP FSKAX - Fidelity Total Market Index Fund [click for advisory] 494,700 4,858
2021-07-22 13F Valeo Financial Advisors, LLC 0 -100.00 0
2021-07-22 NP FNCMX - Fidelity Nasdaq Composite Index Fund [click for advisory] 179,365 1,761
2021-07-21 13F Grandview Asset Management LLC 0 -100.00 0 -100.00
2021-07-21 13F AE Wealth Management LLC 11.67 24,365 -7.01 217 -42.59
2021-07-20 13F Oakworth Capital, Inc. 11.75 2,000 0.00 18 -37.93
2021-07-20 13F Samson Rock Capital LLP 0 -100.00 0 -100.00
2021-07-19 13F Tsfg, Llc 11.37 1,400 16.67 12 -29.41
2021-07-19 13F Viking Fund Management Llc 0 -100.00 0 -100.00
2021-07-19 13F Cutler Group LP Call
2021-07-19 13F Cutler Group LP Put
2021-07-19 13F Cutler Group LP 11.65 55,003 -2.33 489 -39.70
2021-07-19 13F GPS Wealth Strategies Group, LLC 11.00 500 0.00 4 -42.86
2021-07-16 13F Tarbox Family Office, Inc. 0 -100.00 0 -100.00
2021-07-16 13F American Research & Management Co. 11.00 500 0.00 4 -42.86
2021-07-16 13F Millburn Ridgefield Corp 1,893 17
2021-07-15 13F Global Retirement Partners, LLC 11.66 1,027 -32.08 9 -59.09
2021-07-15 13F Wolff Wiese Magana Llc 11.75 295 31.11 3 0.00
2021-07-15 13F Focused Wealth Management, Inc 56 0
2021-07-14 13F FNY Investment Advisers, LLC 300 2
2021-07-14 13F SOA Wealth Advisors, LLC. 0 -100.00 0 -100.00
2021-07-14 13F Stock Yards Bank & Trust Co 0 -100.00 0 -100.00
2021-07-13 13F IFP Advisors, Inc 11.35 2,008 -8.02 18 -40.00
2021-07-13 13F Carroll Financial Associates, Inc. 11.33 1,500 -25.00 13 -53.57
2021-07-13 13F NEXT Financial Group, Inc 11.56 1,820 -10.03 16 -44.83
2021-07-12 13F Gradient Investments LLC 112 1
2021-07-12 13F Graves-Light Private Wealth Management, Inc. 15 0
2021-07-12 13F Symphony Financial, Ltd. Co. 0 -100.00 0 -100.00
2021-07-08 13F Geneos Wealth Management Inc. 8.67 2,000 33.33 16 14.29
2021-06-29 NP VT - Vanguard Total World Stock Index Fund ETF Shares [click for advisory] 118,130 1,147
2021-06-29 NP TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 7,128 69
2021-06-29 NP SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 34,068 331
2021-06-29 NP SPEDX - Alger Dynamic Opportunities Fund Class A -38,728 -376
2021-06-29 NP THMAX - Thrivent Moderate Allocation Fund Class A 25,504 248
2021-06-29 NP AABFX - Thrivent Balanced Income Plus Fund Class A 7,178 70
2021-06-29 NP PBW - Invesco WilderHill Clean Energy ETF 2,551,137 24,772
2021-06-29 NP PBD - Invesco Global Clean Energy ETF 232,853 2,261
2021-06-29 NP BATT - Amplify Advanced Battery Metals and Materials ETF 52,627 511
2021-06-29 NP TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 26,965 262
2021-06-29 NP TAAAX - Thrivent Aggressive Allocation Fund Class A 16,551 161
2021-06-28 NP JHSC - John Hancock Multifactor Small Cap ETF 47,016 457
2021-06-28 NP FZIPX - Fidelity ZERO Extended Market Index Fund [click for advisory] 59,869 581
2021-06-28 NP MOON - Direxion Moonshot Innovators ETF 462,410 4,490
2021-06-28 NP FIDU - Fidelity MSCI Industrials Index ETF [click for advisory] 61,408 596
2021-06-28 NP HJEN - Direxion Hydrogen ETF 230,166 2,235
2021-06-28 NP ICLN - iShares Global Clean Energy ETF 5,286,661 51,333
2021-06-28 NP BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A [click for advisory] 16,793 163
2021-06-28 NP FLXSX - Fidelity Flex Small Cap Index Fund [click for advisory] 19,410 188
2021-06-28 NP BNE - Blue Horizon BNE ETF 4,222 41
2021-06-28 NP FZILX - Fidelity ZERO International Index Fund [click for advisory] 72,164 701
2021-06-28 NP ISCB - iShares Morningstar Small-Cap ETF 17,636 171
2021-06-28 NP KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 160 2
2021-06-28 NP JHMT - John Hancock Multifactor Technology ETF 2,893 28
2021-06-28 NP FSSNX - Fidelity Small Cap Index Fund [click for advisory] 2,298,969 22,323
2021-06-28 NP ISCG - iShares Morningstar Small-Cap Growth ETF 120,583 1,171
2021-06-28 NP BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A [click for advisory] 20,779 202
2021-06-25 NP TIEIX - TIAA-CREF Equity Index Fund Institutional Class 222,904 2,164
2021-06-25 NP GMRAX - Nationwide Small Cap Index Fund Class A 32,459 315
2021-06-25 NP NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 9,402 91
2021-06-25 NP PKARX - SmallCap Value Fund II R-2 10,707 104
2021-06-25 NP TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 518,407 5,034
2021-06-25 NP TILT - FlexShares Morningstar US Market Factor Tilt Index Fund 23,400 227
2021-06-25 NP PNASX - SmallCap Growth Fund I R-1 41,313 401
2021-06-24 NP FAD - First Trust Multi Cap Growth AlphaDEX Fund 25,424 247
2021-06-24 NP SNXFX - Schwab 1000 Index Fund [click for advisory] 101,414 985
2021-06-24 NP SLPIX - Small-cap Profund Investor Class 393 4
2021-06-24 NP SWSSX - Schwab Small-Cap Index Fund [click for advisory] 684,051 6,642
2021-06-24 NP FNX - First Trust Mid Cap Core AlphaDEX Fund 147,572 1,433
2021-06-24 NP SWHEX - Schwab Hedged Equity Fund [click for advisory] -14,185 -138
2021-06-24 NP UAPIX - Ultrasmall-cap Profund Investor Class 6,441 63
2021-06-24 NP SWTSX - Schwab Total Stock Market Index Fund [click for advisory] 116,461 1,131
2021-06-24 NP FNY - First Trust Mid Cap Growth AlphaDEX Fund 170,711 1,658
2021-06-21 NP QASCX - Federated MDT Small Cap Core Fund Class A Shares 36,832 358
2021-06-21 NP QASGX - Federated MDT Small Cap Growth Fund Class A Shares 64,084 622
2021-06-16 NP RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S 67,703 657
2021-06-16 NP REBYX - U.S. Small Cap Equity Fund Class Y -2,738 -27
2021-06-15 NP DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Social Core Equity 2 Portfolio Shares 2,888 28
2021-06-15 13F Hm Payson & Co 12.79 35,000 0.00 504 28.90
2021-06-15 NP DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares 33,205 322
2021-06-11 13F ARS Wealth Advisors, LLC 0 -100.00 0 -100.00
2021-06-08 NP AMTAX - AB All Market Real Return Portfolio Class A 17,436 169
2021-06-03 NP HDRO - Defiance Next Gen H2 ETF 65,910 950
2021-06-01 NP VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares [click for advisory] 257,806 3,715
2021-06-01 NP VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio [click for advisory] 42,992 620
2021-06-01 NP NSIDX - Northern Small Cap Index Fund 174,780 2,519
2021-06-01 NP NAESX - Vanguard Small-Cap Index Fund Investor Shares [click for advisory] 3,734,117 53,809
2021-06-01 NP VEXMX - Vanguard Extended Market Index Fund Investor Shares [click for advisory] 4,534,247 65,338
2021-06-01 NP BBGSX - Bridge Builder Small/Mid Cap Growth Fund 79,913 1,152
2021-06-01 NP VBINX - Vanguard Balanced Index Fund Investor Shares [click for advisory] 259,202 3,735
2021-06-01 NP VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares [click for advisory] 2,446,880 35,260
2021-06-01 NP NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 2,044 29
2021-06-01 NP VTSMX - Vanguard Total Stock Market Index Fund Investor Shares [click for advisory] 8,653,887 124,703
2021-06-01 NP BBVSX - Bridge Builder Small/Mid Cap Value Fund 39,286 566
2021-05-28 NP PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 93,149 1,342
2021-05-28 NP PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 15,872 229
2021-05-28 NP EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 473,275 6,820
2021-05-28 NP EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 15,102 218
2021-05-28 NP SSMHX - State Street Small/mid Cap Equity Index Portfolio [click for advisory] 58,677 846
2021-05-28 NP EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 142,178 2,049
2021-05-28 NP EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 159,000 2,291
2021-05-28 NP PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 19,026 274
2021-05-28 NP JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 52,776 761
2021-05-28 NP PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 12,661 182
2021-05-28 NP CNRG - SPDR S&P Kensho Clean Power ETF 1,116,284 16,086
2021-05-28 NP HAP - VanEck Vectors Natural Resources ETF 1,541 22
2021-05-28 NP EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 17,605 254
2021-05-28 NP EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 72,942 1,051
2021-05-28 NP EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 49,900 719
2021-05-28 NP EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 50,491 728
2021-05-28 NP Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 25,621 369
2021-05-28 NP JETSX - Total Stock Market Index Trust NAV 3,886 56
2021-05-28 NP EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 133,800 1,928
2021-05-28 NP KARS - KraneShares Electric Vehicles and Future Mobility Index ETF 112,483 1,621
2021-05-28 NP KOMP - SPDR S&P Kensho New Economies Composite ETF 936,176 13,490
2021-05-28 NP SMOG - VanEck Vectors Low Carbon Energy ETF 226,985 3,271
2021-05-28 NP JESIX - Small Cap Index Trust NAV 73,250 1,056
2021-05-27 NP ITOT - iShares Core S&P Total U.S. Stock Market ETF 281,922 4,062
2021-05-27 NP AAHYX - Thrivent Diversified Income Plus Fund Class A 8,025 116
2021-05-27 NP IWV - iShares Russell 3000 ETF 84,921 1,224
2021-05-27 NP IWN - iShares Russell 2000 Value ETF 1,194,381 17,211
2021-05-27 NP MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 12,580 181
2021-05-27 NP THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 51,888 748
2021-05-27 NP IWC - iShares Micro-Cap ETF 880,929 12,694
2021-05-27 NP JNL SERIES TRUST - JNL/Mellon Industrials Sector Fund (A) 12,135 175
2021-05-27 NP STSB - iShares Factors US Small Blend Style ETF 94 1
2021-05-27 NP IWM - iShares Russell 2000 ETF 7,648,114 110,209
2021-05-27 NP THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 8,667 125
2021-05-27 NP THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 17,125 247
2021-05-27 NP Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 68,005 980
2021-05-27 NP MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Small Cap Core Portfolio Initial Class 42,500 612
2021-05-27 NP THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 87,849 1,266
2021-05-27 NP THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 34,575 498
2021-05-27 NP IWO - iShares Russell 2000 Growth ETF 1,825,921 26,312
2021-05-27 NP JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A) -120,278 -1,733
2021-05-27 NP QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 477,338 6,878
2021-05-27 NP THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 6,169 89
2021-05-26 NP PEXMX - T. Rowe Price Extended Equity Market Index Fund [click for advisory] 79,900 1,151
2021-05-26 NP Profunds - Profund Vp Ultrasmall-cap 1,616 23
2021-05-26 NP Profunds - Profund Vp Small-cap 1,181 17
2021-05-26 NP IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 137,751 1,985
2021-05-26 NP POMIX - T. Rowe Price Total Equity Market Index Fund [click for advisory] 28,700 414
2021-05-26 NP DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 51,311 739
2021-05-26 NP Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 116,680 1,681
2021-05-26 NP VSSCX - JPMorgan Small Cap Core Fund Class R5 6,600 95
2021-05-26 NP HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,676 24
2021-05-26 NP TRZIX - T. Rowe Price Small-Cap Index Fund [click for advisory] 3,149 45
2021-05-26 NP IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 5,100 73
2021-05-26 NP AZBAX - AllianzGI Small-Cap Fund Class A 2,772 40
2021-05-26 NP JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 3,200 46
2021-05-26 NP QSMLX - AQR Small Cap Multi-Style Fund Class I 9,691 140
2021-05-26 NP ASMOX - AQR Small Cap Momentum Style Fund Class I 64,295 926
2021-05-26 NP USMIX - Extended Market Index Fund 49,237 710
2021-05-25 NP TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 9,739 140
2021-05-25 NP GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 662 10
2021-05-25 NP TUSA - First Trust Total US Market AlphaDEX ETF 487 7
2021-05-25 NP QCLN - First Trust Nasdaq Clean Edge Green Energy Index Fund 2,994,026 43,144
2021-05-25 NP DTSGX - Small Company Growth Portfolio Investment Class 930 13
2021-05-25 NP WFIVX - Wilshire 5000 Index Fund Investment Class 3,080 44
2021-05-25 NP BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I [click for advisory] 38,987 562
2021-05-25 NP MCJAX - MM Russell 2000 Small Cap Index Fund Class A 39,048 563
2021-05-25 NP Advanced Series Trust - Ast Academic Strategies Asset Allocation Portfolio -16,000 -231
2021-05-25 NP TLSTX - Stock Index Fund 5,041 73
2021-05-25 NP QCEQRX - Equity Index Account Class R1 176,294 2,540
2021-05-25 NP QCSTRX - Stock Account Class R1 591,909 8,529
2021-05-25 NP Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio -93,700 -1,350
2021-05-24 NP VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 8,892 128
2021-05-24 NP Forethought Variable Insurance Trust - Global Atlantic BlackRock Disciplined Small Cap Portfolio Class I Shares 1,966 28
2021-05-24 NP FECGX - Fidelity Small Cap Growth Index Fund [click for advisory] 47,780 689
2021-05-24 NP PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional [click for advisory] 68,580 988
2021-05-24 NP FISVX - Fidelity Small Cap Value Index Fund [click for advisory] 41,391 596
2021-05-24 NP GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 4,625 67
2021-05-24 NP VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 26,792 386
2021-05-24 NP VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,916 42
2021-05-24 NP RIFBX - U.S. Small Cap Equity Fund -99 -1
2021-05-21 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 56,113 809
2021-05-21 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 12,015 173
2021-05-21 13F Childress Capital Advisors, Llc 0 -100.00 0 -100.00
2021-05-21 NP OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 18,037 260
2021-05-20 NP PLHAX - PGIM QMA Long-Short Equity Fund Class A -11,200 -161
2021-05-20 NP GHPLX - Gotham Hedged Plus Fund Institutional Class -6,176 -89
2021-05-20 NP PQMAX - PGIM QMA Large-Cap Core Equity Plus Fund Class A -4,800 -69
2021-05-20 NP PENN SERIES FUNDS INC - Small Cap Index Fund 9,900 143
2021-05-19 13F Teachers Retirement System Of The State Of Kentucky 0 -100.00 0 -100.00
2021-05-17 NP FLMFX - MUIRFIELD FUND Retail Class 4,298 62
2021-05-17 13F Walleye Capital LLC 0 -100.00 0 -100.00
2021-05-17 NP FLFGX - GLOBAL ALLOCATION FUND Retail Class 169 2
2021-05-17 13F Two Sigma Securities, Llc Put
2021-05-17 13F Carolinas Wealth Consulting Llc 12.91 1,356 0.00 20 33.33
2021-05-17 13F Zacks Investment Management 0 -100.00 0 -100.00
2021-05-17 13F Gotham Asset Management, LLC 0 -100.00 0 -100.00
2021-05-17 13F No Street GP LP Put
2021-05-17 13F Thrivent Financial For Lutherans 341,765 4,924
2021-05-17 NP FLDOX - MODERATE ALLOCATION FUND Retail Class 628 9
2021-05-17 13F Pinz Capital Management, LP 0 -100.00 0 -100.00
2021-05-17 13F Prelude Capital Management, Llc Call
2021-05-17 NP FLDFX - BALANCED FUND Retail Class 2,096 30
2021-05-17 13F Jade Capital Advisors, LLC 0 -100.00 0 -100.00
2021-05-17 13F DCM Advisors, LLC 0 -100.00 0 -100.00
2021-05-17 13F Main Street Financial Solutions, LLC 0 -100.00 0 -100.00
2021-05-17 NP FLSPX - SPECTRUM FUND Retail Class 1,601 23
2021-05-17 NP FLDGX - DYNAMIC ALLOCATION FUND Retail Class 1,275 18
2021-05-17 NP FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 299 4
2021-05-17 13F Two Sigma Securities, Llc Call
2021-05-14 13F Northern Oak Wealth Management Inc 100 1
2021-05-14 13F BDO Wealth Advisors, LLC 10 0
2021-05-14 13F Horan Securities, Inc. 0 -100.00 0
2021-05-14 13F Nomura Asset Management Co Ltd 0 -100.00 0 -100.00
2021-05-14 13F Capital Advisory Group Advisory Services, LLC 0 -100.00 0 -100.00
2021-05-14 13F First Mercantile Trust Co 0 -100.00 0 -100.00
2021-05-14 13F FIL Ltd 0 -100.00 0 -100.00
2021-05-13 13F Plante Moran Financial Advisors, LLC 0 -100.00 0 -100.00
2021-05-13 13F IMA Wealth, Inc. 0 -100.00 0 -100.00
2021-05-13 13F Bank Of Montreal /can/ Put
2021-05-13 13F Integrated Wealth Concepts LLC 0 -100.00 0 -100.00
2021-05-12 13F Enlightenment Research, LLC 0 -100.00 0 -100.00
2021-05-10 13F MAI Capital Management 0 -100.00 0 -100.00
2021-05-10 NP Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I [click for advisory] -29 -0
2021-05-07 13F Mariner, LLC 0 -100.00 0 -100.00
2021-05-06 13F Round Table Services, LLC 0 -100.00 0 -100.00
2021-05-05 13F Tortoise Investment Management, LLC 0 -100.00 0 -100.00
2021-05-04 13F Strategic Vision Investment Ltd 0 -100.00 0 -100.00
2021-05-04 13F Retirement Group, LLC 12.50 1,000 -50.00 14 -36.36
2021-04-30 13F Atlantic Trust, LLC 0 -100.00 0
2021-04-29 NP WELLS FARGO MASTER TRUST - Wells Fargo Large Company Value Portfolio Large Company Value Portfolio 6,850 116
2021-04-29 NP SECAX - SIIT Small Cap II Fund - Class A 36,180 613
2021-04-29 13F SkyOak Wealth, LLC 0 -100.00 0 -100.00
2021-04-29 NP SLPAX - Siit Small Cap Fund - Class A 13,059 221
2021-04-28 13F Atlas Private Wealth Advisors 0 -100.00 0 -100.00
2021-04-28 13F Comerica Bank 14.19 14,393 -2.84 147 -45.35
2021-04-28 13F Duncker Streett & Co Inc 0 -100.00 0
2021-04-28 13F Sonora Investment Management, LLC 0.00 4 0.00 0
2021-04-27 NP GLRY - Inspire Faithward Mid Cap Momentum ESG ETF 30,788 522
2021-04-27 NP BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares [click for advisory] 167,454 2,837
2021-04-26 NP SSCYX - Small Capitalization Portfolio Class A 2,365 40
2021-04-26 NP DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 55,424 939
2021-04-23 NP NSPAX - Voya SmallCap Opportunities Fund Class A 31,814 539
2021-04-23 13F Joseph P. Lucia & Associates, LLC 0 -100.00 0 -100.00
2021-04-23 NP VYSGX - Voya Small Company Fund Class W 43,989 745
2021-04-23 NP BPRRX - Boston Partners Long/Short Research Fund Investor Class -30,235 -512
2021-04-21 13F Private Advisor Group, LLC 0 -100.00 0 -100.00
2021-04-19 13F Creative Financial Designs Inc /adv 0 -100.00 0 -100.00
2021-04-19 13F MTM Investment Management, LLC 0 -100.00 0
2021-04-16 13F Ade, Llc 0 -100.00 0
2021-04-14 13F Johnson Midwest Financial, LLC 0 -100.00 0
2021-04-07 13F Old Port Advisors 0 -100.00 0 -100.00
2021-04-01 13F Cox Capital Mgt LLC 0 -100.00 0 -100.00
2021-03-31 NP PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 56,579 1,175
2021-03-31 NP ICPAX - Integrity Mid-North American Resources Fund , Class A 65,000 1,349
2021-03-31 NP MOTBX - MainStay MacKay Small Cap Core Fund Class B 35,100 729
2021-03-31 NP PRN - Invesco DWA Industrials Momentum ETF 624,530 12,965
2021-03-30 NP CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class -10,463 -217
2021-03-30 NP HSLAX - THE HARTFORD SMALL CAP GROWTH FUND Class A 145,337 3,017
2021-03-30 NP CAGLX - Cornerstone Advisors Global Public Equity Fund Institutional Shares 9,399 195
2021-03-30 NP GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 88,043 1,828
2021-03-30 NP GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 28,659 595
2021-03-05 13F Bnc Wealth Management, Llc 0 -100.00 0 -100.00
2021-03-05 13F Chiron Capital Management, Llc 0 -100.00 0 -100.00
2021-03-02 13F/A Norges Bank 150,115 1,677
2021-03-01 13F/A Healthcare Of Ontario Pension Plan Trust Fund 0 -100.00 0 -100.00
2021-02-26 NP GONIX - Gotham Neutral Fund Institutional Class 33,206 371
2021-02-26 NP GARIX - Gotham Absolute Return Fund Institutional Class 51,869 579
2021-02-26 NP GENIX - Gotham Enhanced Return Fund Institutional Class 23,210 259
2021-02-25 NP VYSVX - Vericimetry U.S. Small Cap Value Fund 2,360 26
2021-02-24 NP HISCX - Hartford Small Cap Growth Hls Fund Ia 149,354 1,668
2021-02-24 NP ATSMX - AQR TM Small Cap Momentum Style Fund Class I 22,900 256
2021-02-24 13F/A Alyeska Investment Group, L.P. 0 -100.00 0
2021-02-24 13F Virtu Financial LLC 0 -100.00 0 -100.00
2021-02-23 NP MGSEX - AMG Managers Special Equity Fund Class N 4,002 45
2021-02-23 NP NORTHWESTERN MUTUAL SERIES FUND INC - Small Cap Growth Stock Portfolio 86,826 970
2021-02-22 NP NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Growth Fund Class I 6,577 73
2021-02-19 NP Advanced Series Trust - Ast Small-cap Growth Opportunities Portfolio 58,126 649
2021-02-19 NP IVSOX - Voya SmallCap Opportunities Portfolio Class I 190,918 2,133
2021-02-19 NP IVCSX - Voya Small Company Portfolio Class I 254,630 2,844
2021-02-17 13F Luminus Management Llc 0 -100.00 0 -100.00
Showing 1 to 610 of 610 entries