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Saturday, August 07, 2021 3:19:57 PM
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@thommic
If you are or have sold custodianship tickers because theyre not current you havent read the rules, theyll be quoted 18 months after Sept 28th
What happens on the Compliance Date?
Securities that do not meet the Rule's requirements for quoting may
move to the Expert or Grey Markets. Others may become eligible.
.
Some securities will no longer be eligible for prop quoting . Pink No Info: Unless the issuer of the security is designated as providing current information before the Compliance Date
. Unpriced Securities: PBQ now requires a priced bid or offer (or two sided priced quote)
Shell Companies: Self-identified shells and other non-operating
issuers may be quoted for 18 months following the Compliance Date
Certain International Companies: Foreign issuers that do not meet the Rule 12g3-2(b) info requirements (or other exemption) Some securities will become eligible for prop quoting
.
. ADTV/Asset Test: Certain Grey market and Pink UNS-Only securities that meet the threshold global trading volume and asset test may become eligible
12:10 PM Jul 16, 2021 Twitter Web App
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