Toxic Funders

[janice shell]

Some reading on SEC actions against toxic funders:

Is My Toxic Lender and Dilution Funder a Dealer? – SEC Toxic Financing Actions

https://www.securitieslawyer101.com/2020/when-dilution-funders-dilution-financing-securities-lawyers/

SEC Says Toxic Financings by Dilution Funder, John Fierro Make Him a Dealer Not a Trader

https://www.securitieslawyer101.com/2020/sec-says-dilution-funder-toxic-financing-john-fierro-is-a-dealer-not-a-trader/

SEC Says Ibrahaim Almagarby and Microcap Equity Group Are Unregistered Dealers

https://www.securitieslawyer101.com/2020/sec-says-ibrahaim-almagarby-microcap-equity-group-are-unregistered-dealers/

SEC Says Unregistered Dealer Almagarby’s Convertible Notes Are Toast

https://www.securitieslawyer101.com/2021/sec-says-unregistered-dealer-almagarbys-convertible-notes-must-be-cancelled/

SEC Says toxic funder John M. Fife is an Unregistered Dealer

https://www.securitieslawyer101.com/2020/sec-says-toxic-funder-john-m-fife-is-an-unregistered-dealer/