Followers | 47 |
Posts | 10071 |
Boards Moderated | 0 |
Alias Born | 12/10/2009 |
![](https://investorshub.advfn.com/uicon/180464.png?cb=1609868079)
Friday, June 25, 2021 12:34:34 PM
15c2-11 Amendment Info from National Law Review.
Quote:
Any issuer not subject to the SEC’s regular reporting requirements (such as those on the Pink platform, some of those on the OTCQC, and any on either OTCBB or the Grey Market) must disclose additional information in order to have a market professional involved, including the names of all company insiders among other items. Further, the Rule amendments require any market professional to review the financial statements for two prior fiscal years. However, this two-year statement review requirement will not be effective for two years, so the amendments do not have a retroactive effect on securities that are outstanding.
All CACH needs to do is submit current insider info to OTCMarkets then the broker files a simple SEC form 211. Note what they say about "financial statements".
https://www.natlawreview.com/article/keeping-securities-disclosures-pink-amendments-to-sec-rule-15c-11
https://www.finra.org/sites/default/files/AppSupportDoc/p126234.pdf
FEATURED ECGI Holdings Enhances Board with Artificial Intelligence (AI) Expert Ahead of Allon Apparel Launch • Jul 10, 2024 8:30 AM
Cannabix Technologies and Omega Laboratories Inc. Provide Positive Developments on Marijuana Breathalyzer Testing • BLO • Jul 11, 2024 8:21 AM
Avant Technologies to Meet Unmet Needs in AI Industry While Addressing Sustainability Concerns • AVAI • Jul 10, 2024 8:00 AM
Panther Minerals Inc. Launches Investor Connect AI Chatbot for Enhanced Investor Engagement and Lead Generation • PURR • Jul 9, 2024 9:00 AM
Glidelogic Corp. Becomes TikTok Shop Partner, Opening a New Chapter in E-commerce Services • GDLG • Jul 5, 2024 7:09 AM
Freedom Holdings Corporate Update; Announces Management Has Signed Letter of Intent • FHLD • Jul 3, 2024 9:00 AM