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Re: fink post# 29691

Friday, 06/25/2021 11:26:48 AM

Friday, June 25, 2021 11:26:48 AM

Post# of 29858
It isn't a broker rule! Turns out the brokers have to go by the SEC rules!
SEC Rule 15c2-11, These exemptions start on page 96 for those interested. Companies in a shell status going thru a reverse merger may be given a time not to exceed 18 months to become current and meet the new requirements.


https://www.sec.gov/rules/final/2020/33-10842.pdf

Ignorantia est causa timoris...