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Tuesday, April 27, 2021 6:07:01 AM
Caveat Emptor securities come with very high potential risk for investors. They can be volatile and illiquid (not easily converted to cash), and they can place a significant burden on investors in terms of investment research and due diligence. The OTC Markets Group will designate a security as Caveat Emptor if they become aware of one or more of the following risk factors:
• Misleading or manipulative stock promotion
• Fraud investigation or criminal activity related to the company or to insiders
• Regulatory trading suspensions or halts
• Disruptive or undisclosed corporate actions
• Other reasons related to the public interest
What securities are affected by this change?
You can find a list of impacted securities—subject to change—at schwab.com/caveatemptor.
Marani is NOT on the list (but should be).
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