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XenaLives

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Re: Xman1959 post# 35948

Monday, 04/19/2021 2:58:27 PM

Monday, April 19, 2021 2:58:27 PM

Post# of 60454
Hmmm....


3) The broker-dealer comes into compliance with paragraph (b)(3) of Rule
15c3-3 as soon as practicable but no later than six months from the date of this letter: April 22, 2021.



https://www.sec.gov/divisions/marketreg/mr-noaction/2020/finra-fpl-20201022-15c3-3.pdf


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