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Re: old biohf guy post# 13717

Monday, 03/15/2021 6:21:12 PM

Monday, March 15, 2021 6:21:12 PM

Post# of 13735
I did read--its suspended and will NEVER be back on a real exchange OR even the OTC--which is still a skull and cross bones. QUOTE "If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to ROTH’s securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action.
If any broker, dealer or other person has any information that may relate to this matter, they should immediately contact Jason R. Berkowitz, Assistant Regional Director, at (305) 982-6309, or Jessica M. Weissman, Assistant Regional Director, at (305) 982-6395. The Commission appreciates the assistance of the Financial Industry Regulatory Authority (FINRA).