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Re: None

Wednesday, 03/10/2021 1:07:41 PM

Wednesday, March 10, 2021 1:07:41 PM

Post# of 4109
Ameritrade doesnt allow Caveat Emptor stock buys either based on my research.

"By January 31, 2021, TD Ameritrade will restrict orders in Caveat Emptor designated OTC securities to liquidating trades only.
A Caveat Emptor security is a designation the OTC Markets Group places on a security after a determination was made surrounding
the company that there may be potential risk to investors which include a questionable stock promotion, known investigation of
fraudulent activity committed by the company or insiders, regulatory suspensions, or disruptive corporate actions, among other
reasons.
The current list of Caveat Emptor restricted securities is below as of January 26, 2021 and is subject to change at any time.
Please visit www.otcmarkets.com for additional details and real time Caveat Emptor desiginations"

https://www.tdameritrade.com/retail-en_us/resources/pdf/cesecuritylist.pdf



Ameritrade has over one hundred Caveat Emptor stocks they do not allow traders to buy.


Oh well I guess I will have to avoid these types of stocks.What a bummer.

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