Monday, March 08, 2021 12:43:15 PM
The new rules, as of last September, are aimed specifically at previously suspended stocks. The SEC has assigned the OTC the power to regulate when formerly suspended stocks can be reinstated...
These new rules allow OTC markets to reinstate them without a Form 211 or a FINRA review or an MM. All they really need is to bring their financial information current...
The SEC Has Adopted Final Amendments To Rule 15C2-11; Major Change For OTC Markets Companies
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