Sunday, February 28, 2021 6:34:25 AM
Rule 144 under the Securities Act of 1933 provides the most commonly used exemption for holders to sell restricted securities. ... Even if you've met all the conditions of Rule 144, you still cannot sell your restricted securities to the public until you've had the legend removed from the certificate.
https://www.sec.gov/fast-answers/answersrestr...ertificate.
What does that have to do with anything
https://www.fox8jobs.com/jobs/paralegal-vanco...7516631-2/
" Additionally, you will assist in the processing of restricted stock legend removal and Rule 144. "
Paralegal
Job Reference:237516631-2
Date Posted:27 February 2021
Recruiter:CytoDyn
Location:Vancouver, Washington
Salary:On Application
Sector:Legal
Job Type:Permanent
Job Description
Reports to: General CounselCompensation: Commensurate with experienceHours per week: Full TimeAbout
.Summary of PositionThe Company is seeking a high-performing paralegal interested in gaining hands-on experience at a publicly traded company assisting with the administration of securities and other tasks. You will have the opportunity to play a key role assisting with the end-to-end administration (issuances, exercises, transfers, etc.) of warrants, RSUs, options, stock subscription agreements and other investor documents.
Additionally, you will assist in the processing of restricted stock legend removal and Rule 144. This position will interact with outside legal counsel, investors, transfer agent, brokerage firms, and the finance team. You will also assist with the administering of securities and investor related documents for execution via DocuSign.Work StyleAbility to effectively function, prioritize, and execute in a fast-paced, dynamic environment.Flexible, fearless, and excited about your part in our growth.You like to take on new challenges and take the initiative.Proactive resourcefulness and initiative to ask questions coupled with the ability to self-manage.You're willing to help wherever needed.Attention to detail and strong organizational skillsDrive to do what it takes to ensure the job is done.A learner with a mindset centered around continuous improvement.Thrive operating in a rapid growth environment.Expert at applying past relevant experiences to define, create and implement best practices.QualificationsExperience with publicly traded companies.Good understanding of securities law, restricted stock, SEC registration statements, and Rule 144, or strong willingness to learn.General understanding of SOX 404 and implications of following internal controls and processes.Ability to establish priorities, meet deadlines, multi-task, work independently, and execute objectives with minimal supervision.Excellent teamwork and collaboration skills.Proficient in Microsoft Office.Good sense of humor.BenefitsSalary commensurate with experienceStock option compensationPTOCompany holidays401(k) plan with 3% safe harbor contribution after 90 days of employment.100% company paid medical/dental benefits for employees and all dependents.Flexible Spending Account ("FSA") allowing employee to set aside pre-tax wages for medical costs.Company-paid parking in onsite parking garage.
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