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Re: westener post# 27715

Friday, 02/19/2021 1:33:42 PM

Friday, February 19, 2021 1:33:42 PM

Post# of 48034
That is what the CE usually refers to. Nothing to do with filings. Its typically used when they suspect a P&D scheme is underway(doesn't even imply the owners involvement) Just that they think its happening.
The only real way for them to show otherwise is to complete any business that they may have PR'd earlier to show the PRs were not a P&D scheme.
They can do a RM anytime they want, OTCM doesn't control that. The CE label has no bearing on a RM.