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Re: RM5LG post# 13682

Wednesday, 02/17/2021 7:00:46 PM

Wednesday, February 17, 2021 7:00:46 PM

Post# of 14462
Stock Certs.

Are the certificates over a year old?
If not you have to wait 1 year under rule 144.

If they are over a year old they can be converted to free trading. if you have a brokerage account some will take the certs and file the necessary paperwork for you. Call your broker first.

The company can also have the share legend removed. I think they would have to use an attorney to file the paperwork and have that sent to the transfer agent and some other documents (that your not an affiliate or hold more than 10% of the issued)

My first suggestion is call your broker and tell them what you have and how long you held them.