Home > Boards > Free Zone > All Fundamentals > Talk is Cheap

I received this email this email for Cease

Public Reply | Private Reply | Keep | Last ReadPost New MsgNext 10 | Previous | Next
BuilderBob Member Profile
Member Level 
Followed By 110
Posts 11,233
Boards Moderated 7
Alias Born 10/26/07
160x600 placeholder
Belgium Business Confidence Falls in September
Business sentiment in Belgium declined in September for the second consecutive month, after reaching a record high level in July.
Top Company News of the Day
Wheat Climbs on Indications of Tighter Supply -- Daily Grain Highlights
Front Month Nymex Natural Gas Rose 0.69% This Week to Settle at $5.1400 -- Data Talk
Front Month Nymex RBOB Gasoline Rose 0.75% This Week to Settle at $2.1875 -- Data Talk
Costco On Pace for Record High Close -- Data Talk
United Airlines Fined $1.9 Million for Violating Transportation Department's Tarmac-Delay Rule
California Attorney General Appeals Purdue Pharma's Sackler Settlement
2Q GDP Still Seen +6.6% -- Data Week Ahead
Italy to Launch Three New Government Bonds in 4Q
DAX Ends the Week 0.27% Higher at 15531.75 -- Data Talk
CAC 40 Index Ends the Week 1.04% Higher at 6638.46 -- Data Talk
STOXX Europe 50 Index Ends the Week 0.82% Higher at 3550.35 -- Data Talk
EURO STOXX 50 Index Ends the Week 0.67% Higher at 4158.51 -- Data Talk
STOXX Europe 600 Index Ends the Week 0.31% Higher at 463.29 -- Data Talk
FTSE 100 Index Ends the Week 1.26% Higher at 7051.48 -- Data Talk
Nike Down After Revenue Miss, Supply Chain Issues
Kansas City Fed Services Activity Index Slips But Stays Positive in September
VC Daily: Question: What to Make of Efforts in Congress to Lower Drug Prices?
Turkish Lira Falls Near Record Lows After Rate Cut; Norges Bank Raises Rates; Purchasing Managers Point to Slowing in U.S. and Europe
U.S. New Home Sales Rose in August
Rite Aid Expands Partnership With Uber
Salesforce.com on Track for Record High Close -- Data Talk
Nike Down Over 6%, on Pace For Largest Percent Decrease Since June 2020 -- Data Talk
Walgreens Rolls Out More Pfizer Booster Shots
Moderna to Supply Covid-19 Vaccine Doses in Peru
Petrofac Shares Rise on Guilty Plea to Seven Counts of Bribery
WPP to Pay $19 Million to Resolve SEC Charges of Anti-Bribery, Accounting Provisions
BuilderBob Member Level  Saturday, 02/13/21 08:59:56 AM
Re: None
Post # of 128 
I received this email this email for Cease Trade Orders (CTO) in Canada.
—————————-

Thank you for clarifying the full names of the companies, not the stock symbol.

From the telephone number you provided, I understand you are an Ontario resident. As long as you were an Ontario resident at the time of purchasing the shares in both Paychest Inc. and James Monroe Capital Corp., and not a BC resident, then the BC Cease Trade Orders have no effect in Ontario, as the BCSC did not adopt the Reciprocal Rule until March 2020 (this is information for your dealer), years after our CTOs were issued.

Here are instructions you can pass onto your dealer to sell your shares in a market outside Canada:

We believe the “flag” seen is the one issued by IIROC under the Universal Market Integrity Rules (UMIR) -
UMIR 9.1(1).

The process for these matters is as follows:

The dealer/compliance acting for the shareholder should confirm the shareholder is not now, or was ever, an insider/officer/director of the company.

The dealer/compliance should then email UMIRRequests@IIROC.ca with this information, and request an exemption of UMIR 9.1(1).

IIROC would then be in a position to grant this exemption to the dealer/compliance, who can then execute the proposed transaction outside of Canada on a foreign organized regulated market.

The dealer/compliance does not need to contact BCSC unless IIROC requires a no-objection letter from us, although this email with the information above should negate that need.

We hope this information helps. If we can be of further assistance, please contact us again.

Thank you

Karen

Karen Hefferland
Inquiries Officer
British Columbia Securities Commission
PO Box 10142, Pacific Centre
1200 - 701 West Georgia Street
Vancouver, BC V7Y 1L2

Tel: 604-899-6886 (Direct)
Tel: 604-899-6854 (Inquiries)
Fax: 604-899-6506
www.bcsc.bc.ca
Email:
inquiries@bcsc.bc.ca

Public Reply | Private Reply | Keep | Last ReadPost New MsgNext 10 | Previous | Next
Follow Board Follow Board Keyboard Shortcuts Report TOS Violation
X
Current Price
Change
Volume
Detailed Quote - Discussion Board
Intraday Chart
+/- to Watchlist
Consent Preferences