Friday, January 29, 2021 2:35:15 PM
41000 Woodward Ave., Suite 350 East, Bloomfield Hills, MI 48304
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code 833.226.4462
§ 78r. Liability for misleading statements
(a) Persons liable; persons entitled to recover; defense of good faith; suit at law or in equity; costs, etc. Any
person who shall make or cause to be made any statement in any application, report, or document filed
pursuant to this title [15 USCS §§ 78a et seq.] or any rule or regulation thereunder, or any undertaking
contained in a registration statement as provided in subsection (d) of section 15 of this title [15 USCS §
78o(d)], which statement was at the time and in the light of the circumstances under which it was made
false or misleading with respect to any material fact.
Jurisdiction Over Non-U.S. Broker-Dealers
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