The item below is from the latest annual report and has Wittenbergs common stock holdings at 3,332,278 as of March 15, 2006. That does not include the options listed in the next paragraph. On a form 4 dated April 12, 2006 it shows 1,204,425. Where are the missing 2,127,853 shares?
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ITEM 11. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT.
The following table sets forth, as of March 15, 2005, information with respect to the shareholdings of (i) each person owning beneficially 5% or more of Biocurex’s common stock (ii) each officer and director of Biocurex (iii) all officers and directors as a group. Unless otherwise indicated, each owner has sole voting and investment powers over his shares of common stock.
Name and Address Number of
Shares (1) Percent of
Class
Dr. Ricardo Moro 1,805,000 5.09 %
1007-1625 West 13 th Avenue
Vancouver, British Columbia
Canada V6J 2E9
Dr. Gerald Wittenberg 3,332,278 9.39 %
6857 Churchill Street
Vancouver, British Columbia
Canada V6P 5B4
Dr. Phil Gold 105,000 0.30 %
3225 The Boulevard
Westmount, Quebec
Canada H3Y 1S4
All Officers and Directors 5,242,278 14.77 %
as a Group (3 persons)
27
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(1) Includes shares issuable upon the exercise of options granted to the following persons, all of which are presently exercisable.
Name Shares Issuable Upon
Exercise of Options Option Exercise
Price
Dr. Ricardo Moro 1,555,000 $ 0.001
Dr. Gerald Wittenberg 252,278 $ 0.05
Dr. Gerald Wittenberg 1,275,000 $ 0.08
Dr. Gerald Wittenberg 1,555,000 $ 0.001
Dr. Phil Gold 105,000 $ 0.001
AI
