Wednesday, January 20, 2021 4:45:47 PM
the companies liability insurance and the outside auditors liability insurance can be gone after for the outside BOD directors negligence , the BOD negligence, the auditors negligence and direct civil lawsuit against the CEO himself are better bets then any SEC
although per your post I get the drift that a successful SEC investigation gives the shareholders the basis to win a shareholder lawsuit and damages then ensue
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