Aurora Cannabis Inc. $ACB Top Institutional Holders Holder Shares Date Reported % Out Value ETF Managers Group, LLC 4,618,063 Sep 29, 2020 3.27% 21,473,992 Vanguard Group, Inc. (The) 2,970,656 Sep 29, 2020 2.10% 13,813,550 Morgan Stanley 1,123,802 Sep 29, 2020 0.80% 5,225,679 JP Morgan Chase & Company 785,141 Sep 29, 2020 0.56% 3,650,905 Susquehanna International Group, LLP 654,028 Sep 29, 2020 0.46% 3,041,230 Shaw D.E. & Co., Inc. 635,766 Sep 29, 2020 0.45% 2,956,311 Citadel Advisors LLC 522,569 Sep 29, 2020 0.37% 2,429,945 Bank of America Corporation 451,275 Sep 29, 2020 0.32% 2,098,428 Renaissance Technologies, LLC 447,378 Sep 29, 2020 0.32% 2,080,307 Bank of Montreal/Can/ 422,748 Sep 29, 2020 0.30% 1,965,778 Top Mutual Fund Holders Holder Shares Date Reported % Out Value ETF Managers Tr-EFTMG Alternative Harvest ETF 4,618,063 Sep 29, 2020 3.27% 21,473,992 Vanguard International Stock Index-Total Intl Stock Indx 1,703,529 Jul 30, 2020 1.21% 17,358,960 Vanguard Tax Managed Fund-Vanguard Developed Markets Index Fund 682,344 Sep 29, 2020 0.48% 3,172,899 Vanguard Intl Equity Index Fds-FTSE All World ex U.S.Small Cap Index 296,644 Jul 30, 2020 0.21% 3,022,802 Global X Fds-The Global X Cannabis ETF 155,370 Oct 30, 2020 0.11% 629,248 Schwab Strategic Tr-Schwab International Small Cap Equity ETF 150,892 Aug 30, 2020 0.11% 1,478,741 College Retirement Equities Fund-Stock Account 125,336 Jun 29, 2020 0.09% 1,556,673 Spinnaker ETF Tr-Cannabis ETF 96,197 Aug 30, 2020 0.07% 942,730 SPDR (R) Idx Shares-SPDR (R) S&P (R) International Small Cap ETF 42,914 Oct 30, 2020 0.03% 173,801 iShares Core MSCI International Developed Markets ETF 37,992 Oct 30, 2020 0.03% 153,867
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