286 section 12(g) of the Act pursuant to § 240.12g3-2(b) of this chapter, which the broker or dealer must make available upon the request of a person expressing an interest in a proposed transaction in the issuer’s security with the broker or dealer, such as by providing the requesting person with appropriate instructions regarding how to obtain the information electronically; or(5)(i) The following information, which must be (excluding paragraphs (b)(5)(i)(N) through (P) of this section) as of a date within 12 months prior to the publication or submission of the quotation, unless otherwise specified:(A) The name of the issuer and any predecessors during the past five years;(B) The address(es) of the issuer’s principal executive office and of its principal place of business;(C) The state of incorporation or registration of the issuer and of each of its predecessors (if any) during the past five years; (D) The title, class, and ticker symbol (if assigned) of the security;(E) The par or stated value of the security;(F) The number of shares or total amount of the securities outstanding as of the end of the issuer’s most recent fiscal year;(G) The name and address of the transfer agent;(H) A description of the issuer’s business;(I) A description of products or services offered by the issuer;(J) A description and extent of the issuer’s facilities;(K) The name and title of all company insiders;
