InvestorsHub Logo
Followers 435
Posts 57599
Boards Moderated 5
Alias Born 01/09/2007

Re: TheFinalCD post# 20245

Wednesday, 12/02/2020 9:57:17 AM

Wednesday, December 02, 2020 9:57:17 AM

Post# of 20257
ever notice how the SEC goes for the low hanging fruit
years after the fact ..

BMA Fails to Close Out FTDs BMA’s Clearing Firm Properly Allocated to BMA
7. From January 2015 through at least August 2016, BMA’s clearing firm (the
“Clearing Firm”) reasonably allocated FTDs to BMA. BMA was responsible for closing out such
FTDs, per Rule 204.
8. In many instances, BMA simply ignored the allocated FTDs, and took no steps
whatsoever to close out those FTDs.



whole system is a total joke ..
but appreciate the update

4kids

10/5/07 -- there are no coincidences here ...
oh and like many other longs .. not selling at this level --

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.