Thursday, November 26, 2020 5:56:47 PM
Standard 1
The AMEX requires companies to have $750,000 in pre-tax income in the two most recent fiscal years. In addition, the minimum price of its stock must be $3 and public float must have a market value of $3 million. Public float refers to shares of stock owned by the public and not by company directors, officers or controlling interest investors. In total, the company's shareholder equity must be at least $4 million.
https://www.sapling.com/5904003/amex-listing-requirements
Regular Financial Guidelines: The American Stock Exchange requires pre-tax income of $750,000 for most recent fiscal year or two out of the most three recent fiscal years, a market value of public float of $3 million, an initial minimum bid price of $3 and stockholder's equity of $4 million. There are no operating history requirements under the regular financial guidelines.
https://www.findlaw.com/smallbusiness/business-finances/markets-and-listing-requirements.html#:~:text=Regular%20Financial%20Guidelines%3A%20The%20American,stockholder's%20equity%20of%20%244%20million.
Recent NCPL News
- Netcapital Pursues Broker-Dealer License to Increase Potential Revenue Generation • Business Wire • 05/08/2024 12:00:00 PM
- Netcapital Announces Third Quarter Fiscal 2024 Financial Results • Business Wire • 03/18/2024 09:41:00 PM
- Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend] • Edgar (US Regulatory) • 03/05/2024 10:18:07 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 02/29/2024 10:10:42 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 02/23/2024 09:00:28 PM
- Form SC 13G - Statement of acquisition of beneficial ownership by individuals • Edgar (US Regulatory) • 02/14/2024 08:47:07 PM
- Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material • Edgar (US Regulatory) • 01/09/2024 11:05:14 AM
- Form DEF 14A - Other definitive proxy statements • Edgar (US Regulatory) • 01/09/2024 11:03:11 AM
- Form SC 13G - Statement of acquisition of beneficial ownership by individuals • Edgar (US Regulatory) • 01/04/2024 09:31:19 PM
- Form PRE 14A - Other preliminary proxy statements • Edgar (US Regulatory) • 12/29/2023 06:07:13 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 12/27/2023 09:14:28 PM
- Netcapital Announces Closing of $4 Million Public Offering • Business Wire • 12/27/2023 06:19:00 PM
- Form 424B4 - Prospectus [Rule 424(b)(4)] • Edgar (US Regulatory) • 12/26/2023 08:22:39 PM
- Form EFFECT - Notice of Effectiveness • Edgar (US Regulatory) • 12/22/2023 05:15:14 AM
- Netcapital Announces Pricing of $4 Million Public Offering • Business Wire • 12/22/2023 02:27:00 AM
- Form 8-K - Current report • Edgar (US Regulatory) • 12/14/2023 10:12:08 PM
- Netcapital Funding Portal Revenues Increase by More Than 150% • Business Wire • 12/14/2023 09:10:00 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 12/14/2023 09:06:01 PM
- Netcapital to Present at The Singular Research Best of the Uncovereds Conference on December 7, 2023 • Business Wire • 12/05/2023 09:15:00 PM
- Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] • Edgar (US Regulatory) • 11/30/2023 10:19:49 PM
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- Form RW - Registration Withdrawal Request • Edgar (US Regulatory) • 10/24/2023 01:07:48 PM
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Epazz plans to spin off Galaxy Batteries Inc. • EPAZ • May 8, 2024 7:05 AM