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Re: 1manband post# 103481

Tuesday, 11/24/2020 1:30:55 PM

Tuesday, November 24, 2020 1:30:55 PM

Post# of 115199
Who is required to be an SEC registrant?
Since the Act was amended in 1996 and 2010, generally only advisers who have at least $100 million of assets under management or advise a registered investment company must register with the Commission.Oct 1, 2013

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