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Re: kickask post# 113808

Wednesday, 11/11/2020 10:43:41 AM

Wednesday, November 11, 2020 10:43:41 AM

Post# of 116605
That’s not what I asked and not what you answered. What requirements of rule 15c-211 does RBII not meet? Further, what requirements would they not meet when the rule change goes into effect and FINRA will no longer be processing form 211 applications?