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Saturday, November 07, 2020 8:47:02 AM
A name change is at the SOS only.
FINRA handles ticker symbol changes(not names) and there is no requirement to change that, completely optional.
FINRA processes RS's. They will not process a RS until you satisfy their requirements. Lazars SOLS just had that problem and got the RS on the second try with major changes to it.
(UPCO never got the RS they wanted and seemed to have quit...were they DENIED????)
the wikidiots like to get all anal about terminology and say FINRA doesn't APPROVE or DENY Rs's....if they don't PROCESS it, you been denied until you get it right.(problems with the SS seem to be what stops it usually)
Since the company ain't talking, we have no way of knowing what the status is. They obviously did not get what they wanted when they wanted it.
IF they are not SEC filers they don't need to file an 8k. They do however have to keep OTC current or they still risk suspension(takes forever though, but SEC is trying to speed that up, they really want to get rid of the graveyard Lazar works in)
Earlier this year two companies had fake documents filed with NVSOS. The fraud attempt was caught by the companies and reported within hours. The pump&dump attempt only lasted 1 trading session.
I have received 3 emails from sliverfumes referring to changes at PFMS. Fraud is not going to get away with numerous attempts within days of each other.
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