InvestorsHub Logo
Followers 130
Posts 18112
Boards Moderated 0
Alias Born 01/16/2007

Re: speckulater post# 309032

Wednesday, 10/28/2020 2:49:41 PM

Wednesday, October 28, 2020 2:49:41 PM

Post# of 370898
Form 10 SEC Registration Statement








What Is SEC Form 10?

SEC Form 10 is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. It is used to register a class of securities for potential trading on U.S. exchanges. Any company with over $10 million in total assets and 750 or more shareholders is required to file a Form 10 with the SEC.

The filing of SEC Form 10 is a necessary but insufficient step to register securities for trading. Financial Industry Regulatory Authority (FINRA) must approve the trading of the securities.

Any company under these thresholds may file a Form 10 voluntarily. The Form 10 registration statement automatically becomes effective sixty days post-filing.

The Elements of SEC Form 10
* Business
* Risk Factors
* Financial Information
* Properties
* Security Ownership of Certain Beneficial Owners and Management
* Directors and Executive Officers
* Executive Compensation
* Certain Relationships and Related Transactions, and Director Independence
* Legal Proceedings
* Market Price of and Dividends on the Registrant's Common Equity and Related Stockholder Matters
* Recent Sales of Unregistered Securities
* Description of Registrant's Securities to be Registered
* Indemnification of Directors and Officers
* Financial Statements and Supplementary Data
* Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
* Financial Statements and Exhibits

https://www.investopedia.com/terms/s/sec-form-10.asp


4 Pages Of Form 10
https://www.sec.gov/files/form10.pdf











Volume:
Day Range:
Bid:
Ask:
Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
Recent HHSE News