![](http://investorshub.advfn.com/images/default_ih_profile2_4848.jpg?cb=0)
Tuesday, October 20, 2020 1:11:16 PM
https://www.finra.org/rules-guidance/key-topics/mergers-acquisitions-business-transfers
This was probably a reportable event.
https://www.finra.org/rules-guidance/rulebooks/finra-rules/4530
“
(b) Each member shall promptly report to FINRA, but in any event not later than 30 calendar days, after the member has concluded or reasonably should have concluded that an associated person of the member or the member itself has violated any securities-, insurance-, commodities-, financial- or investment-related laws, rules, regulations or standards of conduct of any domestic or foreign regulatory body or self-regulatory organization.
“
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