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Re: SANDRA11 post# 8911

Tuesday, 10/06/2020 10:35:31 AM

Tuesday, October 06, 2020 10:35:31 AM

Post# of 20543
SEC Rule 15c2-11 pertains to CACH since they are Dark for over 6 years now. Current issuer information on CACH is Not publicly available.

https://www.sec.gov/news/press-release/2020-212

”The amended rule represents another important step in our tireless and proactive efforts to protect retail investors from being victimized by microcap fraud

The rule enhances disclosures and investor protection in the OTC:

”...by ensuring that broker-dealers, in their role as professional gatekeepers to this market, do not publish quotations for an issuer’s security when current issuer information is not publicly available....”

The SEC’s Final Rule:

https://www.sec.gov/rules/final/2020/33-10842.pdf