InvestorsHub Logo
Followers 160
Posts 21357
Boards Moderated 0
Alias Born 12/22/2010

Re: Mattie711 post# 11602

Saturday, 10/03/2020 4:56:36 PM

Saturday, October 03, 2020 4:56:36 PM

Post# of 15194
Does Joe's CBGL position(s) violate any of the SEC final judgement ruling?

"The final judgment against Noel, entered by consent, permanently enjoins him from committing future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Sections 10(b) and 16(a) of the Securities Exchange Act of 1934 and Rules 10b-5 and 16a-3 thereunder. In addition, the final judgment orders Noel to pay disgorgement of $315,000, with prejudgment interest of $45,000, and bars Noel from serving as an officer or director of a public company and from participating in any penny stock offerings."

https://www.sec.gov/litigation/litreleases/2015/lr23208.htm

https://www.sec.gov/litigation/complaints/2014/comp-pr2014-255.pdf

SEC litigating attorney Heather Marlow..Email: marlowh@sec.gov