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price_and_volume

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Re: None

Sunday, 09/06/2020 8:09:48 PM

Sunday, September 06, 2020 8:09:48 PM

Post# of 168
Broker-Dealer query

Does being a Registered Broker-Dealer imply the financing is NOT "toxic"?

I was under the impression that if a LENDER is REGISTERED they can still be "toxic", but it would then be legal share-dumping vice illegal.

Is it worth doing a FINRA check on the LENDER, in terms of how they'll potentially dispose of shares, or in the end do the unregistered and registered behave similarly when it comes to converting, dumping, and adding to dilution?
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