InvestorsHub Logo
Followers 86
Posts 8107
Boards Moderated 5
Alias Born 01/24/2007

Re: None

Sunday, 09/06/2020 8:09:48 PM

Sunday, September 06, 2020 8:09:48 PM

Post# of 168
Broker-Dealer query

Does being a Registered Broker-Dealer imply the financing is NOT "toxic"?

I was under the impression that if a LENDER is REGISTERED they can still be "toxic", but it would then be legal share-dumping vice illegal.

Is it worth doing a FINRA check on the LENDER, in terms of how they'll potentially dispose of shares, or in the end do the unregistered and registered behave similarly when it comes to converting, dumping, and adding to dilution?
Join InvestorsHub

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.