Friday, August 28, 2020 10:44:25 AM
Not an allegation ,factual information from the SEC.
What broker refuses to let their client withdraw their own funds?
What broker refuses to send their client statements?
What broker allows their own daddy to withdraw the funds?
What broker forges documents?
These are the types of deals the CEO is most comfortable with.
Just one of 5 SEC complaints involving Troy “Kenneth”Lowman.
Respondents(Troy Lowman and his daddy Troy SR.)found guilty and ordered to pay 57K to the handicapped woman they stole from. Troy was the broker!!!!!!!!!!!!!!! insert-text-here
Quote:
Claimant alleged that Respondents ignored their client's instructions by, inter alia, refusing to send Claimant monthly statements, permitting the elder Lowman to withdraw the principal that Claimant had contributed, engaging in trading of options based on forged documents, engaging in trading of options that was not suitable in any event, and refusing to permit Claimant to withdraw the funds she contributed in the first placer were
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