Friday, August 14, 2020 11:23:28 AM
Example: A company with a fiscal year end of December 31st, in addressing this item for its quarter ended September 30, 2018, would
include any events that resulted in changes to any class of its outstanding shares from the period beginning on January 1, 2016 through
September 30, 2018 pursuant to the tabular format above.
Note A : The controlling interest in SkyFidelity Inc ( until date of acquisition by Saddle Ranch Media Inc) was WiFidelity
LLC, which is controlled by Shamrock Investment Trust (which in turn is controlled by Nadine Peabody, sole
trustee, wife of Timothy P. Peabody).
8) Legal/Disciplinary History
A. Please identify whether any of the persons listed above have, in the past 10 years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding
traffic violations and other minor offenses);
None
2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of
competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such
person’s involvement in any type of business, securities, commodities, or banking activities;
None
3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange
Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation of
federal or state securities or commodities law, which finding or judgment has not been reversed, suspended,
or vacated; or
None
4. The entry of an order by a self-regulatory organization that permanently or temporarily barred, suspended, or
otherwise limited such person’s involvement in any type of business or securities activities.
None
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