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Post# of 14668
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lucky, mydog

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lucky, mydog

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Re: Jimmy Swaggert post# 14298

Monday, 08/03/2020 9:45:31 AM

Monday, August 03, 2020 9:45:31 AM

Post# of 14668
no market maker will sponsor a 211 submission while the sec may still be investigating. the sec has 5 years to bring additional enforcement actions. finra will not process a 211 for the very same reason. so unless the sec issues a no further action letter, there will be no 211.
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