AVEW Holdings Inc. (AVEW)

[ARCEE]

Found this interesting pending SEC case regarding a different micro cap company but with CEO’s son and significant share holder involved. I hope this is not in anyway impacting lift of Caveat Emptor for Avew.
US SEC. AND EXCHANGE COMM. v. RIVER NORTH EQUITY

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No. 19 C 1711.
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415 F.Supp.3d 853 (2019)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. RIVER NORTH EQUITY LLC, Edward M. Liceaga, Michael A. Chavez, Nanotech Entertainment, Inc., Nanotech Gaming, Inc., David R. Foley, and Lisa L. Foley, Defendants.

United States District Court, N.D. Illinois, Eastern Division.

Signed December 4, 2019.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER