How about paying kickbacks for bringing in new investors? (A witness exists to many of the transactions, the SEC knows who that person is.) That shit was never reported in the SEC filings as required by law.
How about failing to tell investors that they didn't own the name US Global Airways in their SEC filings.
How about taking a look at the Risks section of their SEC filings which failed to identify any of the risks investors faced.
How about using unlicensed sales agents to sell their shares.
Need I continue?
Certified Expert on All Topics
Be the change you want to see in the world!
Spread the love. Be the first to like this post!