Hycroft Mining Holding Corp (HYMC)

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What do we put here? Denver or New York?

Tell Us About the Firm or Individual You Have a Complaint Against

Firm name
Type of firm
Broker, Advisor, or Salesperson
Street address
Address (cont.)
City
State/Province
Zip/Postal code
Country
Tell Us About Your Investment

Type of security
Security symbol
Name of
Issuer or
Security
Tell Us About Your Complaint

* Please describe your complaint in as much detail as possible, including the full name(s) on the account, the exact type of account, the dates of specific transactions or conversations, the name or ticker symbol of the security(ies) involved, and the names of all the people at the firm you have contacted about this complaint.



What types of documents would you be able to provide us if requested?

Canceled Checks

Correspondence to and from Firm

Advertising or Marketing Materials

Notes of conversation with Firm

Other
Tell Us What Action You Have Taken

Have you complained to the firm?
Yes No
Have you contacted any other regulators?
Yes No

If yes, whom?

FINRA (Financial Industry Regulatory Authority)

State Regulators

Other Federal Regulators

Foreign Regulators

Stock Exchange
Other


Have you taken legal action? If so, what type:

Mediation

Arbitration

Court Action

Describe the details of the legal action you have taken.





This collection of information has been reviewed by the Office of Management and Budget ("OMB") in accordance with the clearance requirements of 44 U.S.C. §3507. The applicable Privacy Act system of records (SORN) is SEC 65 and the routine uses of the records are set forth at 76 FR 30213 (May 24, 2011). This SORN is exempt from certain sections of the Privacy Act and the citation for the rule exempting the notice is 76 FR 57636 (September 16, 2011).

https://www.sec.gov/oiea/Complaint.html
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