Tuesday, June 02, 2020 6:32:36 PM
ADMINISTRATIVE PROCEEDING File No. 3-19697
In the Matter of
RANDALL GOULDING, Esq. Respondent.
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS AND IMPOSING TEMPORARY SUSPENSION PURSUANT TO RULE 102(e)(3)(i)(A) and (B) OF THE COMMISSION’S RULES OF PRACTICE
I.
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934 Release No. 88155 / February 7, 2020
The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative proceedings be, and hereby are, instituted against Randall Goulding (“Respondent” or “Goulding”) pursuant to Rule 102(e)(3)(i)(A) and (B)1 of the Commission’s Rules of Practice (17 C.F.R. § 201.102(e)(3)(i)(A), (B)).
II.
1 Rule 102(e)(3)(i) provides, in relevant part, that:
The Commission, with due regard to the public interest and without preliminary hearing, may, by order, temporarily suspend from appearing or practicing before it any attorney . . . who has been by name: (A) [p]ermanently enjoined by any court of competent jurisdiction, by reason of his or her misconduct in an action brought by the Commission, from violating or aiding and abetting the violation of any provision of the Federal securities laws or of the rules and regulations thereunder; or (B) [f]ound by any court of competent jurisdiction in an action brought by the Commission to which he or she is a party . . . to have violated (unless the violation was found not to have been willful) or aided and abetted the violation of any provision of the Federal securities laws or of the rules and regulations thereunder.
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