Morgan Group Holding Co (MGHL)

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Control by Mario J. Gabelli of a majority of the combined voting power of our Common Stock following the acquisition may give rise to conflicts of interests.
Mario J. Gabelli and his affiliates, and our president, Vincent M. Amabile, Jr., beneficially own approximately 87.3% and 8.35%, respectively, of the outstanding shares our Common Stock. Upon completion of the Spin-Off, Mario J. Gabelli and his affiliates, and our president, Vincent M. Amabile, Jr., are expected to beneficially own approximately 87.3% and 8.35%, respectively, of the outstanding shares our Common Stock.