Monday, May 04, 2020 11:02:28 PM
Seems like VYST didn't mind him being on the board with his previous experience in securities fraud???
Simultaneous with the filing of the complaint, Allegra, Hersh,
Ledbetter and Clyburn consented, without admitting or denying the
allegations in the complaint, to the following relief:
* Allegra consented to the issuance of a final judgment
permanently enjoining him from committing future
violations of Section 17(a) of the Securities Act of
1933 ("Securities Act"), Sections 10(b) and 13(b)(5) of
the Securities Exchange Act of 1934 ("Exchange Act")
and Rules 10b-5 and 13b2-1, and from engaging in
conduct as a controlling person that would render him
liable pursuant to Section 20(a) of the Exchange Act
for violations of Sections 13(a) and 13(b)(2) of the
Exchange Act and Exchange Act Rules 12b-20 and 13a-13.
Allegra also agreed to pay a civil money penalty of
$150,000. In addition, Allegra consented to entry of
an order barring him for a period of five years from
serving or acting as an officer or director of any
company whose securities are publicly traded.
https://www.modernhealthcare.com/article/19941017/NEWS/410170327/coram-settles-t2-medical-suit
https://books.google.com/books?id=pqbZTHDJ1wcC&pg=PA1951&lpg=PA1951&dq=joseph+allegra+fraud&source=bl&ots=QXQNzvZZgr&sig=ACfU3U0CDCU3-l1cZrRsY_-ro5c2e7dt0Q&hl=en&sa=X&ved=2ahUKEwjF7uuK3JvpAhUjoFsKHSmEAFgQ6AEwA3oECAoQAQ#v=onepage&q=joseph%20allegra%20fraud&f=false
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