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HFM2

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HFM2

Re: lucky, mydog post# 77527

Monday, 05/04/2020 12:49:47 PM

Monday, May 04, 2020 12:49:47 PM

Post# of 97081

lololol. broker dealer. a dealer for the broker. a broker dealer is a market maker.

FINRA Form 211:

"f. Is the quotation being published or submitted on behalf of any other broker-dealer?
Yes No If yes, what is the name of the broker or dealer"


If broker-dealer refers only to the dealer for the broker, seems they should have just asked for the dealer's name, no?

Looks like the confusion has a home.


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