Access Power & Co Inc (ACCR)

[CyberCall™]

ACCR IS SEEKING A FORM 211 FILED WITH FINRA


Exceptions to the Information Requirements: Paragraph (f) sets forth the limited
exceptions to the information requirements in paragraph (b), where a broker-dealer may
publish quotations in securities of issuers that do not make current information publicly
available under paragraph (b). This includes an “Expert Market” exemption that
would allow quote submission and publication in a qualified IDQS, provided that
those quotes are “made known,” i.e., distributed for viewing, only to specified
investors, including Qualified Institutional Buyers (“QIBs”), accredited investors,
registered entities (broker-dealers, investment companies and advisors) and
banks.
This structure collapses the Rule’s distinction between the initial commencement of quotations
and the complex piggyback exemption for ongoing quotations, effectively eliminating the 30 day
exclusivity period and the frequency of quotation requirement and creating one simple baseline
rule: paragraph (b) information must be current and publicly available in order for brokerdealers to publish quotations in OTC securities, unless a paragraph (f) exemption is met.

https://www.sec.gov/comments/s7-14-19/s71419-7046922-215348.pdf