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Re: freebies post# 2322

Friday, 03/27/2020 3:00:56 PM

Friday, March 27, 2020 3:00:56 PM

Post# of 45093
YOU ARE WRONG !!!READ THE QUESTIONS ON FINRA FORM

RULE 15c2-11 EXEMPTION REQUEST FORM
General Instructions
Complete this form to enter quotations in the OTC Bulletin BoardTM for a security that satisfies the principal conditions required for this exemption. A registered principal of your firm must sign the form. Mail your completed form to FINRA, OTC Compliance Unit, 9509 Key West Avenue, Rockville, MD 20850-3329, or fax it to (240) 386-5137. If you have questions about filing this form or the conditions surrounding this exemption, call the OTC Compliance Unit at (240) 386-5100.
Issuer and Security Information:

Symbol
Name
CU SIP
Fiscal Year End Date (MM/DD)
Date of Incorporation (MM/DD/YYYY)
State or Country of Incorporation
Standard Industrial Classification (SIC) Code
(a) CompleteiftheIssuerfilesperiodicreportsthroughtheSEC’sEDGARsystem.
• Provide the 10-digit Central Index Key (CIK) number. (The CIK is a unique identifier assigned by the SEC to all companies and people who file disclosure documents through EDGAR with the SEC.)
(b) CompleteiftheIssuerdoesnotfileperiodicreportsthroughtheSEC’sEDGARsystem.
• Name of regulatory authority where the Issuer files periodic financial reports:
• Telephone number of the regulatory authority: ______________________________________
• The Issuer’s filing cycle. (Check one)
?? Quarterly
?? Semi-Annually
?? Annually
?? Other (Describe the filing cycle)
1
continued on next page

• List the required reports filed by the Issuer for the current fiscal year.
Name of Report Due Date of Report Date of Report
Certification
The undersigned by signing below affirms that: (i) the security listed on this form has been quoted by the requesting firm in another interdealer quotation system; (ii) the frequency of those quotations meets the requirements of Rule 15c2-11(f)(3) under the Securities Exchange Act of 1934 (Exchange Act); (iii) the Issuer identified on this form is not subject to bankruptcy proceedings and is current in its reporting obligations under the Exchange Act, if so required; (iv) the security has not been the subject of a recent trading suspension ordered by the Securities Exchange Commission pursuant to Section 12(k) of the Exchange Act; (v) the Issuer of the security is a domestic Issuer; (vi) the Issuer of the security has not filed a Form 8-K, with respect to Item 1.03, Item 2.01, Item 4.01, Item 5.01 or Item 5.02, since the Issuer filed its most recent annual report; and (vii) neither the undersigned nor any person associated with the member firm listed below has accepted or will accept any payment or other consideration, directly or indirectly, from the Issuer of the security to be quoted, or any affiliate or promoter thereof, for publishing a quotation or acting as a market maker in the security to be quoted, or submitting
an application in connection therewith, including the submission of this Rule 15c2-11 Exemption Request Form. The undersigned further agrees that FINRA may at anytime deny the inclusion of or delete a security from the OTC Bulletin Board on regulatory grounds, including, but not limited to, noncompliance with the conditions applicable to this exemption.
Detailed information regarding this exemption is available by calling the OTC Compliance Unit at (240) 386-5100.
Name and signature of member firm’s principaI overseeing the submission of this form:
Name Title Signature Date Firm Name
Telephone Number
Market Participant Identifier
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Investor protection. Market integrity.
9509 Key West Ave. Rockville, MD 20850 www.finra.org
© 2014. FINRA. All rights reserved. 14_0167.2 – 06/14