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alan81

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alan81

Re: jhnvtjll post# 130598

Tuesday, 03/10/2020 5:50:09 PM

Tuesday, March 10, 2020 5:50:09 PM

Post# of 130743
For example, here is a summary of SEC initiated actions against microcap stocks:
https://www.sec.gov/spotlight/microcap/otc-litigation_dera.pdf

Here is a recent (2018) example lawsuit:
https://www.sec.gov/litigation/litreleases/2018/lr24026.htm
https://www.sec.gov/files/PartialJudg17-cv-62345RubboJoseph.pdf
--Alan
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