Vortex Brands Co (VTXB)

[surfkast]

Link back to my last post.................

SMH

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)	6. Date Exercisable and Expiration Date (Month/Day/Year)	7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)	8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4) 
 Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares 
 Series A Convertible Preferred Stock	(1)	07/02/2018		C			676,349	(1)	(1)	Common Stock	169,936	(1)	0	I(2)(8)	By Sibling Co-Investment LLC(2)(8) 
 Series A Convertible Preferred Stock	(1)	07/02/2018		C			3,555,304	(1)	(1)	Common Stock	893,292	(1)	0	I(3)(8)	By Sibling Capital Fund II-A L.P.(3)(8) 
 Series B Convertible Preferred Stock	(1)	07/02/2018		C			12,495,612	(1)	(1)	Common Stock	3,139,600	(1)	0	I(4)(8)	By Sibling Capital Fund II-B L.P.(4)(8) 
 Series C Convertible Preferred Stock	(1)	07/02/2018		C			7,204,578	(1)	(1)	Common Stock	1,810,195	(1)	0	I(5)(8)	By Sibling Capital Fund II-C L.P.(5)(8) 
 Series D Convertible Preferred Stock	(1)	07/02/2018		C			2,385,532	(1)	(1)	Common Stock	599,379	(1)	0	I(6)(8)	By Sibling Capital Fund II-D L.P.(6)(8) 
 Stock Option (right to buy)	$19	07/02/2018		A		13,147		(11)	06/27/2028	Common Stock	13,147	$0	13,147	D	

https://www.sec.gov/Archives/edgar/data/1595585/000114036118031059/xslF345X03/form4.xml