Saturday, February 29, 2020 3:39:01 PM
SMH
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) 07/02/2018 C 676,349 (1) (1) Common Stock 169,936 (1) 0 I(2)(8) By Sibling Co-Investment LLC(2)(8)
Series A Convertible Preferred Stock (1) 07/02/2018 C 3,555,304 (1) (1) Common Stock 893,292 (1) 0 I(3)(8) By Sibling Capital Fund II-A L.P.(3)(8)
Series B Convertible Preferred Stock (1) 07/02/2018 C 12,495,612 (1) (1) Common Stock 3,139,600 (1) 0 I(4)(8) By Sibling Capital Fund II-B L.P.(4)(8)
Series C Convertible Preferred Stock (1) 07/02/2018 C 7,204,578 (1) (1) Common Stock 1,810,195 (1) 0 I(5)(8) By Sibling Capital Fund II-C L.P.(5)(8)
Series D Convertible Preferred Stock (1) 07/02/2018 C 2,385,532 (1) (1) Common Stock 599,379 (1) 0 I(6)(8) By Sibling Capital Fund II-D L.P.(6)(8)
Stock Option (right to buy) $19 07/02/2018 A 13,147 (11) 06/27/2028 Common Stock 13,147 $0 13,147 D
https://www.sec.gov/Archives/edgar/data/1595585/000114036118031059/xslF345X03/form4.xml
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