Saturday, February 15, 2020 4:33:59 PM
show me where the 8k from that RS is listed here? It violated the SEC Rule 10b-17 requires all OTCQX, OTCQB and Pink companies to provide timely notice to FINRA of certain corporate action when they did the RS. FINRA control quote listing for OTC Stocks. https://www.otcmarkets.com/stock/SPOM/disclosure
Corporate Actions - SEC Rule 10b-17 requires all OTCQX, OTCQB and Pink companies to provide timely notice to FINRA of certain corporate actions, including dividends, stock splits, reverse splits, name changes, mergers, acquisitions, dissolutions, bankruptcies or liquidations, at least 10 days prior to the record date. Companies who fail to report such corporate actions in the required time may be subject to fines up to $5,000. For more information, see FINRA's Notice to Member 10-38. For further details, contact FINRA's Operations Department at 866-776-0800
My post are for entertainment purpose only. I am not a financial advisor. Invest at your own risk.
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