Willis, Ragan <WillisRa@sec.gov> Attachments 8:22 AM (25 minutes ago) to me
Mark,
Thanks for contacting the SEC with your concerns and questions. Unfortunately, due to our confidentiality policy we cannot share any non-public information with members of the public, including which individuals or entities we may be investigating. I realize this is frustrating for investors but it really is the best way to protect the integrity of our investigations and the privacy of anyone involved. I have attached a flyer that provides a little more detail about how we conduct investigations.
Thank you,
Ragan
Ragan Willis
Assistant Regional Director, Operations and Market Intelligence
U.S. Securities and Exchange Commission
Boston Regional Office Just received this back from the sec looks like they cannot comment on if she was involved..... I will send a link where you can look for enforcement actions https://www.sec.gov/divisions/enforce/enforceactions.shtml
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