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Re: gnulnx post# 29803

Tuesday, 12/05/2006 3:04:06 PM

Tuesday, December 05, 2006 3:04:06 PM

Post# of 79921
yes i can prove that there is no registration statement on file with the SEC... just go to www.sec.gov and check all their filings, its pretty easy to do.
Now, I do stand corrected. IF There is a private placement sold only to accredited investors, no registration statement is neccessary. However, the issuer must file a form D with the SEC, which, in the case of pbls, there is no record of any form D at the SEC.

http://www.occ.treas.gov/handbook/PrivatePlace1.pdf
page 4 discusses the registration exemption under form D.

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