BioAmber Inc fka BIOAQ

[dragon52]

Anyone looked at FINRA?

https://www.finra.org/



Suspension or Cancellation
Sec. 3. (a) The Corporation after 15 days notice in writing, may suspend or cancel the membership of any member or the registration of any person in arrears in the payment of any fees, dues, assessments, or other charges or for failure to furnish any information or reports requested pursuant to Section 2 .
(b) The Corporation after 15 days notice in writing, may suspend or cancel the membership of any member or suspend from association with any member any person, for failure to comply with an award of arbitrators properly rendered pursuant to the Corporation's Rules, where a timely motion to vacate or modify such award has not been made pursuant to applicable law or where such a motion has been denied, or for failure to comply with a written and executed settlement agreement obtained in connection with an arbitration or mediation submitted for disposition pursuant to the Corporation's Rules.


6277. Suspension and Termination of Quotations by FINRA Action
FINRA may suspend, condition, limit, prohibit or terminate an ADF Trading Center's authority to enter quotations in one or more ADF-eligible securities for violations of applicable requirements or prohibitions.


6360B. Suspension and Termination by FINRA Action

FINRA may, pursuant to the procedures set forth in the Rule 9000 Series, suspend, condition, limit, prohibit or terminate a Trade Reporting Facility Participant's ability to use FINRA/NYSE Trade Reporting Facility services in one or more designated securities for violations of applicable requirements or prohibitions.

6360A. Suspension and Termination by FINRA Action
… 6360A. Suspension and Termination by FINRA Action FINRA may, pursuant to the procedures set forth in the Rule 9000 … to use FINRA/Nasdaq Trade Reporting Facility services in one or more designated securities for violations of applicable requirements or prohibitions. For avoidance of doubt, any determination by FINRA to suspend, … March 5, 2007. Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006. Selected Notice: 08-57 . … rules … 6360A. Suspension and Termination by FINRA Action …
Rule
0190. Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation
… 0190. Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation (a) A member shall be considered as a … date of any order or notice from FINRA or the SEC issuing a revocation, cancellation, expulsion or suspension of its membership. In the case of suspension, a member shall be automatically reinstated to …

Rule
4523. Assignment of Responsibility for General Ledger Accounts and Identification of Suspense Accounts
… 4523. Assignment of Responsibility for General Ledger Accounts and Identification of Suspense Accounts (a) Each member shall designate an associated person who shall be responsible for each general ledger bookkeeping account and account of like function used by the member and such associated person shall control and oversee entries into each …

Rule
8311. Effect of a Suspension, Revocation, Cancellation, Bar or Other Disqualification
… 8311. Effect of a Suspension, Revocation, Cancellation, Bar or Other Disqualification (a) If a person is subject to a suspension, revocation, cancellation of registration , bar from association with a member (each a "sanction") or other disqualification , a member …

Unless this merges with someone... it ain't going anywhere...