Thursday, December 12, 2019 1:32:31 PM
Please be advised that FINRA Rule 6490 (Processing of Company-Related Actions) has been approved by the Securities and Exchange Commission. The Rule clarifies FINRA’s scope of authority when processing documents related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and to implement fees for such services. Additional information regarding this rule can be found on the following link (( http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p121988.pdf). The effective date for this rule is September 27, 2010.
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