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Wednesday, November 13, 2019 11:20:54 AM
“BREAKING DOWN SEC Form 15-12B
Under Section 12(b) of the Securities Exchange Act, when an issuer files to register their security with the SEC, they must provide pertinent financial data. This data may include information on the corporate structure and management compensation along with the balance sheets and profit/loss statements from the past three years. When a company files Form 15, or goes dark, it can suspend these reporting obligations as long as it does not have more than 300 shareholders of the deregistered class of securities on the first day of any fiscal year after it has filed Form 15. SEC Form 15-12B is filed by companies with a Commission File Number prefix of 001-.”
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