Friday, December 01, 2006 9:13:57 AM
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Issue Market Participant
Volume Issue/MPID
Nov 2006 Oct 2006 Sep 2006 Aug 2006 Jul 2006 Jun 2006 May 2006 Apr 2006 Mar 2006 Feb 2006 Jan 2006 Dec 2005
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SLJB - SULJA BROS BUILDING
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November 2006 October 2006 Year-to-Date
Volume Rank % Volume Rank % Volume Rank %
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Total Share Volume 668,871,353
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NITE
KNIGHT EQUITY MARKETS, L.P. 232,277,475 1 34 95,854,968 1 38 1,127,817,825 1 53
SBSH
CITIGROUP GLOBAL MARKETS INC. 178,928,694 2 26 50,209,176 2 20 245,237,668 4 11
ETRD
E*TRADE CAPITAL MARKETS LLC 156,645,783 3 23 39,956,565 3 16 332,052,371 2 15
UBSS
UBS Securities LLC (UBSS) 44,460,278 4 6 33,371,720 4 13 250,129,156 3 11
ABLE
NATEXIS BLEICHROEDER INC. 29,874,855 5 4 14,676,832 5 5 83,177,392 5 3
HILL
HILL THOMPSON MAGID & CO., INC. 10,312,069 6 1 2,176,650 8 <1 18,520,814 7 <1
HDSN
HUDSON SECURITIES,INC. 6,268,184 7 <1 6,432,581 6 2 27,676,843 6 1
EFGI
EMPIRE FINANCIAL GROUP, INC. 3,476,670 8 <1 150,000 11 <1 3,801,670 11 <1
VERT
THE VERTICAL GROUP 2,976,421 9 <1 1,362,632 9 <1 13,101,049 8 <1
FRAN
WM. V. FRANKEL & CO., INCORPORATED 1,734,836 10 <1 - - - 1,734,836 12 <1
NACI
North American Clearing, Inc. (NACI) 700,000 11 <1 - - - 1,350,000 13 <1
DOMS
DOMESTIC SECURITIES, INC. 509,938 12 <1 569,200 10 <1 3,989,411 10 <1
MAXM
MAXIM GROUP LLC 270,150 13 <1 105,900 12 <1 646,850 15 <1
SSGI
SETON SECURITIES GROUP, INC. 235,000 14 <1 50,000 14 <1 366,000 17 <1
VFIN
VFINANCE INVESTMENTS, INC 121,000 15 <1 34,700 15 <1 695,000 14 <1
JEFF
JEFFERIES & COMPANY, INC. 80,000 16 <1 - - - 80,000 22 <1
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